Key facts
- This page summarizes Palvi Kumar Mehta's Form 3 filing for Aeluma, Inc. (ALMU).
- 0 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 07 Apr 2022, 16:00.
Palvi Kumar Mehta - 15 Nov 2021 Form 3 Insider Report for Aeluma, Inc. (ALMU)
- Reporting relationship
- Director
- Issuer ticker
- ALMU
- Reported as of
- 15 Nov 2021
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 07 Apr 2022, 16:00:55 UTC
- Next SEC filing
- 11 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Palvi Mehta
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Palvi Kumar Mehta filed Form 3 for Aeluma, Inc. (ALMU) on 07 Apr 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALMU
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 0
- Date
- 15 Nov 2021
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALMU
holding
Derivative
Common Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 15 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,500
- Exercise price
- $2.00
- Footnotes
- F1
ALMU
holding
Derivative
Common Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 15 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,500
- Exercise price
- $2.00
- Footnotes
- F1
ALMU
holding
Derivative
Common Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 15 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,875
- Exercise price
- $2.00
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Pursuant to Ms. Mehta's Director Agreement dated December 1, 2021, she received an option to purchase an aggregate 125,000 shares of the Issuer's common stock that vest in equal quarterly increments, with 50,000 earned for 1 year of service, an additional 37,500 earned for a second year of service, if re-elected, and the final 37,500 earned for a third year of service, if re-elected.
Footnote F2
Ms. Mehta is entitled to additional options for her service on our corporate governance committees: 5,000 as member of the Audit Committee, 7,500 as Chair of the compensation committee and 3,000 as member of the nomination/governance committee. All of those options are payable in quarterly increments with immediate vesting.