Key facts
- This page summarizes Steven J. McLaughlin's Form 3 filing for Forge Global Holdings, Inc. (FRGE).
- 0 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 30 Mar 2022, 16:06.
Steven J. McLaughlin - 21 Mar 2022 Form 3 Insider Report for Forge Global Holdings, Inc. (FRGE)
- Reporting relationship
- Director
- Issuer ticker
- FRGE
- Reported as of
- 21 Mar 2022
- Net transaction value
- $0
- SEC form
- 3
- Accepted by SEC
- 30 Mar 2022, 16:06:19 UTC
- Prior SEC filing
- 08 Dec 2022
- Next SEC filing
- 08 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Norbert Ngethe, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Steven J. McLaughlin filed Form 3 for Forge Global Holdings, Inc. (FRGE) on 30 Mar 2022.
Change
- Previous filing in this sequence was filed on 08 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FRGE
holding
Common Stock, $0.0001 par value per share
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,859,595
- Date
- 21 Mar 2022
- Ownership
- See Footnote
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FRGE
holding
Derivative
Stock Options
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 21 Mar 2022
- Ownership
- Direct
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 62,458
- Exercise price
- $5.43
FRGE
holding
Derivative
Warrants
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 21 Mar 2022
- Ownership
- See Footenote
- Underlying class
- Common Stock, $0.0001 par value per share
- Underlying amount
- 18,862
- Exercise price
- $3.98
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Includes 5,859,595 shares of Common Stock held by FTP Equidate LLC. Mr. McLaughlin owns 99.25% of FTP Equidate LLC through the Steven J. McLaughlin Revocable Trust, of which he is the sole trustee. Mr. McLaughlin disclaims beneficial ownership of all securities held by FTP Equidate except to the extent of his pecuniary interest therein.
Footnote F2
Includes warrants held by FTP Credit Holdings LLC. Mr. McLaughlin is the beneficial owner of FTP Credit Holdings LLC.
SEC remarks
Exhibit 24 - Power of Attorney