William H. Walton III - 08 Mar 2023 Form 4/A - Amendment Insider Report for Dream Finders Homes, Inc. (DFH)

Source evidence Original filing metadata and source links for verification. 6 source fields
SEC form
4/A - Amendment
Accepted by SEC
11 Apr 2023, 17:27:34 UTC
Original report date
10 Mar 2023
Prior SEC filing
03 Jan 2023
Next SEC filing
03 Apr 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Robert E. Riva, Jr. by Power of Attorney

Key filing fact

William H. Walton III filed Form 4/A - Amendment for Dream Finders Homes, Inc. (DFH) on 11 Apr 2023.

Key facts

  • This page summarizes William H. Walton III's Form 4/A - Amendment filing for Dream Finders Homes, Inc. (DFH).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 11 Apr 2023, 17:27.

Change

  • Previous filing in this sequence was filed on 03 Jan 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DFH transaction

Class A common stock, par value $0.01 per share

Award

Transaction value
$0
Shares
+7,373
Change %
+134%
Price
$0.000000
Shares after
12,859
Date
08 Mar 2023
Ownership
Direct
Footnotes
F1, F4
DFH holding

Class A common stock, par value $0.01 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,025,380
Date
08 Mar 2023
Ownership
See Footnote
Footnotes
F2, F4
DFH holding

Class A common stock, par value $0.01 per share

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,308,843
Date
08 Mar 2023
Ownership
See Footnote
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

This restricted stock award was granted to the reporting person on March 8, 2023 pursuant to Dream Finders Homes, Inc.'s 2021 Equity Incentive Plan. Such shares of Class A common stock of Dream Finders Homes, Inc. will vest in three equal annual installments beginning March 8, 2024 and each anniversary thereof.

Footnote F2

Such shares of Class A Common Stock are owned directly by the William H. Walton, Ill Living Trust, u/a dated 06/06/2014. The reporting person is the sole trustee of the William H, Walton, Ill Living Trust, u/a dated 06/06/2014.

Footnote F3

Such shares of Class A Common Stock are owned directly by The Theodora D. and William H. Walton, III Irrevocable Trust. The reporting person's brother is one of three trustees of The Theodora D. and William H. Walton, III Irrevocable Trust.

Footnote F4

Amendment filed solely to correct the amount indirectly owned.

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