Key facts
- This page summarizes IBK Securities Co., Ltd.'s Form 4 filing for NUSCALE POWER Corp (SMR).
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 24 Feb 2023, 10:36.
IBK Securities Co., Ltd. - 06 Jan 2023 Form 4 Insider Report for NUSCALE POWER Corp (SMR)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- SMR
- Reported as of
- 06 Jan 2023
- Net transaction value
- -$1,086,002
- SEC form
- 4
- Accepted by SEC
- 24 Feb 2023, 10:36:50 UTC
- Prior SEC filing
- 13 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- IBK SECURITIES CO., LTD., By: /s/ Chan Geol Moon, Name: Chan Geol Moon, Title: Managing Director, Head of Business Management Division
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
IBK Securities Co., Ltd. filed Form 4 for NUSCALE POWER Corp (SMR) on 24 Feb 2023.
Change
- Previous filing in this sequence was filed on 13 Feb 2023.
- Current net transaction value: -$1,086,002.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SMR
transaction
Class A Common Stock
Sale
- Transaction value
- $461,128
- Shares
- -45,000
- Change %
- -1.2%
- Price
- $10.25
- Shares after
- 3,632,787
- Date
- 06 Jan 2023
- Ownership
- Next Tech 1 New Technology Investment Fund. See Footnote
- Footnotes
- F1, F3
SMR
transaction
Class A Common Stock
Sale
- Transaction value
- $469,670
- Shares
- -45,000
- Change %
- -1.2%
- Price
- $10.44
- Shares after
- 3,587,787
- Date
- 09 Jan 2023
- Ownership
- Next Tech 1 New Technology Investment Fund. See Footnote
- Footnotes
- F1, F3
SMR
transaction
Class A Common Stock
Sale
- Transaction value
- $71,704
- Shares
- -7,000
- Change %
- -2.3%
- Price
- $10.24
- Shares after
- 295,420
- Date
- 06 Jan 2023
- Ownership
- Next Tech 2 New Technology Investment Fund. See Footnote
- Footnotes
- F2, F3
SMR
transaction
Class A Common Stock
Sale
- Transaction value
- $83,499
- Shares
- -8,000
- Change %
- -2.7%
- Price
- $10.44
- Shares after
- 287,420
- Date
- 09 Jan 2023
- Ownership
- Next Tech 2 New Technology Investment Fund. See Footnote
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
The reported securities were, or are, directly held by Next Tech 1 New Technology Investment Fund ("Next Tech 1"). IBKS is, together with BH Investment and Liberty Ltd. ("BHI"), a co-general partner of Next Tech 1. IBKS disclaims any beneficial ownership of the securities held by NextTech 1, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
Footnote F2
The reported securities were directly held by Next Tech 2 New Technology Investment Fund ("Next Tech 2"). IBKS is, together with BHI, a co-general partner of Next Tech 2. IBKS disclaims any beneficial ownership of the securities held by NextTech 2, other than to the extent of any pecuniary interest it may have therein, directly or indirectly.
Footnote F3
Industrial Bank of Korea ("IBK"), as the controlling person of IBKS, and the Republic of Korea Ministry of Economy and Finance ("MOEF"), as the controlling person of IBK, are deemed to be indirect beneficial owners of the shares of Class A Common Stock owned by Next Tech 1 and Next Tech 2, and the shares of Class B Common Stock owned by NuScale Korea. IBK and MOEF disclaim any beneficial ownership of the securities held by Next Tech 1, Next Tech 2, and NuScale Korea, other than to the extent of any pecuniary interest they may have therein, directly or indirectly.