Key facts
- This page summarizes DS Private Equity Co., Ltd.'s Form 4 filing for NUSCALE POWER Corp (SMR).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 28 Oct 2022, 17:07.
DS Private Equity Co., Ltd. - 26 Oct 2022 Form 4 Insider Report for NUSCALE POWER Corp (SMR)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- SMR
- Reported as of
- 26 Oct 2022
- Net transaction value
- -$1,793,652
- SEC form
- 4
- Accepted by SEC
- 28 Oct 2022, 17:07:46 UTC
- Prior SEC filing
- 20 May 2022
- Source filing
- View source filing
- Reporting owner signature
- DS Private Equity Co., Ltd. /s/ Steve S. Herr, Managing Director
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
DS Private Equity Co., Ltd. filed Form 4 for NUSCALE POWER Corp (SMR) on 28 Oct 2022.
Change
- Previous filing in this sequence was filed on 20 May 2022.
- Current net transaction value: -$1,793,652.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SMR
transaction
Class A Common Stock
Sale
- Transaction value
- $630,082
- Shares
- -52,656
- Change %
- -1.9%
- Price
- $11.97
- Shares after
- 2,737,344
- Date
- 26 Oct 2022
- Ownership
- Direct
- Footnotes
- F1, F5
SMR
transaction
Class A Common Stock
Sale
- Transaction value
- $1,163,570
- Shares
- -100,000
- Change %
- -3.7%
- Price
- $11.64
- Shares after
- 2,637,344
- Date
- 27 Oct 2022
- Ownership
- Direct
- Footnotes
- F2, F5
SMR
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,210,000
- Date
- 26 Oct 2022
- Ownership
- Direct
- Footnotes
- F3, F5
SMR
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,847,344
- Date
- 26 Oct 2022
- Ownership
- By DS Private Equity Co., Ltd. and DS Asset Management Co., Ltd.
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of NuScale Power Corporation (the "Company") were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.80 to $12.08, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares of Class A Common Stock of the Company were sold by DS Asset Management Co., Ltd. in multiple transactions at prices ranging from $11.50 to $11.75, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Footnote F3
DS Private Equity Co., Ltd. beneficially owns 5,210,000 shares of Class A Common Stock of the Issuer directly.
Footnote F4
Dok Soo Jang beneficially owns shares of Class A Common Stock indirectly through his 60% ownership of DS Private Equity Co., Ltd. and his 87.6% ownership of DS Asset Management Co., Ltd.
Footnote F5
Each of DS Asset Management Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Private Equity Co., Ltd. and each of DS Private Equity Co., Ltd. and Mr. Jang disclaim beneficial ownership of the reported shares of Class A Common Stock held by DS Asset Management Co., Ltd., except in each case, to the extent of its or his pecuniary interest therein. This report shall not be deemed an admission that DS Private Equity, DS Asset Management or Mr. Jang are beneficial owners of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.