Samsung C&T Corp - 02 May 2022 Form 3 Insider Report for NUSCALE POWER Corp (SMR)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
12 May 2022, 16:30:36 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Il Kwon Lee, Vice President

Key filing fact

Samsung C&T Corp filed Form 3 for NUSCALE POWER Corp (SMR) on 12 May 2022.

Key facts

  • This page summarizes Samsung C&T Corp's Form 3 filing for NUSCALE POWER Corp (SMR).
  • 0 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 12 May 2022, 16:30.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SMR holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,200,002
Date
02 May 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SMR holding Derivative

Paired Interests

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
02 May 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2,578,702
Exercise price
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The term "Paired Interests" is used herein to refer to the economic, non-voting Class B Units of NuScale Power, LLC ("Class B Units") and an equal number of paired shares of non-economic, voting Class B Common Stock of the Issuer ("Class B Common Stock"). Pursuant to and subject to the applicable terms and conditions of the limited liability company agreement of NuScale Power, LLC or the certificate of incorporation of the Issuer (each as amended from time to time): (a) the holder of Class B Units has the right, and in certain circumstances the obligation, to exchange a Class B Unit on a one-for-one basis (subject to adjustment from time to time) for, at the option of the Issuer, (i) a share of Class A Common Stock of the Issuer or (ii) an equivalent value of cash in limited circumstances; and (b) upon such an exchange, the Issuer will cancel and retire, for no consideration, the paired share of Class B Common Stock.

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