Key facts
- This page summarizes Barrett Horn's Form 4 filing for Guild Holdings Co (GHLD).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 24 Oct 2022, 20:10.
Barrett Horn - 21 Oct 2022 Form 4 Insider Report for Guild Holdings Co (GHLD)
- Reporting relationship
- EXECUTIVE VICE PRESIDENT, NATIONAL PRODUCTION
- Issuer ticker
- GHLD
- Reported as of
- 21 Oct 2022
- Net transaction value
- -$47,943
- SEC form
- 4
- Accepted by SEC
- 24 Oct 2022, 20:10:13 UTC
- Prior SEC filing
- 18 Apr 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lisa I. Klika, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Barrett Horn filed Form 4 for Guild Holdings Co (GHLD) on 24 Oct 2022.
Change
- Previous filing in this sequence was filed on 18 Apr 2022.
- Current net transaction value: -$47,943.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GHLD
transaction
Class A Common Stock, par value $0.01 per share
Tax liability
- Transaction value
- $47,943
- Shares
- -5,183
- Change %
- -2.7%
- Price
- $9.25
- Shares after
- 185,078
- Date
- 21 Oct 2022
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents shares of Class A Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units (including related dividend equivalent units), which vested on October 21, 2022.
Footnote F2
Includes (i) 63,847 RSUs vesting as to 21,284 units on October 21, 2023 and as to 42,563 units on October 21, 2024, and (ii) 10,776 RSUs vesting in substantially equal 1/3 installments beginning on April 15, 2023. The vesting of the RSUs is generally subject to the award recipient's continued employment through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
SEC remarks
EXECUTIVE VICE PRESIDENT, NATIONAL PRODUCTION