Catherine Zoi - 31 May 2023 Form 4 Insider Report for EVgo Inc. (EVGO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Jun 2023, 21:46:29 UTC
Prior SEC filing
05 Apr 2023
Next SEC filing
05 Feb 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Catherine Zoi, by Chris Nenno, as Attorney-in-Fact

Key filing fact

Catherine Zoi filed Form 4 for EVgo Inc. (EVGO) on 02 Jun 2023.

Key facts

  • This page summarizes Catherine Zoi's Form 4 filing for EVgo Inc. (EVGO).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 02 Jun 2023, 21:46.

Change

  • Previous filing in this sequence was filed on 05 Apr 2023.
  • Current net transaction value: -$238,919.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EVGO transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+99,681
Change %
+173%
Price
Shares after
157,279
Date
31 May 2023
Ownership
Direct
Footnotes
F1
EVGO transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+66,547
Change %
+42%
Price
Shares after
223,826
Date
31 May 2023
Ownership
Direct
Footnotes
F1
EVGO transaction

Class A Common Stock

Sale

Transaction value
$238,919
Shares
-60,030
Change %
-27%
Price
$3.98
Shares after
163,796
Date
01 Jun 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EVGO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-99,681
Change %
-50%
Price
$0.000000
Shares after
99,681
Date
31 May 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
99,681
Exercise price
Footnotes
F1, F3
EVGO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-66,547
Change %
-33%
Price
$0.000000
Shares after
133,095
Date
31 May 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
66,547
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Restricted stock units ("RSUs") awarded under the Issuer's 2021 Long Term Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's Class A common stock, $0.0001 par value ("Class A Common Stock").

Footnote F2

The price reported in column 4 is a weighted average price. Pursuant to the Issuer's sell to cover policy, the shares were sold in multiple transactions and solely in an amount sufficient to cover tax withholding obligations associated with the vesting events. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the transactions described in this footnote 2.

Footnote F3

The RSUs vest in three equal annual installments on each of the first three anniversaries of January 31, 2021, subject to the Reporting Person's continued employment through each such vesting date.

Footnote F4

The RSUs vest in three equal annual installments on each of the first three anniversaries of February 1, 2022, subject to the Reporting Person's continued employment through each such vesting date.

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