Key facts
- This page summarizes Joseph Esteves's Form 3 filing for EVgo Inc (EVGO).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 Jul 2021, 21:11.
Joseph Esteves - 01 Jul 2021 Form 3 Insider Report for EVgo Inc (EVGO)
- Reporting relationship
- Director
- Issuer ticker
- EVGO
- Reported as of
- 01 Jul 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Joseph Esteves by Zach Maul, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Joseph Esteves filed Form 3 for EVgo Inc (EVGO) on 06 Jul 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EVGO
holding
Class B Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 195,800,000
- Date
- 01 Jul 2021
- Ownership
- See footnote
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
EVGO
holding
Derivative
EVgo OpCo, LLC Units
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 01 Jul 2021
- Ownership
- See footnote
- Underlying class
- Class A Common Stock
- Underlying amount
- 195,800,000
- Exercise price
- $0.000000
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Shares of Class B Common Stock of EVgo Inc. (the "Issuer") have no economic rights but entitle its holder to one vote per share of Class B Common Stock on all matters to be voted on by shareholders generally.
Footnote F2
The shares of Class B Common Stock of the Issuer and units of EVgo OpCo, LLC ("OpCo") are held directly by EVgo Holdings, LLC, a Delaware limited liability company ("EVgo Holdings"). EVgo Holdings directly holds all 195,800,000 of the reported securities. EVgo Holdings is controlled by EVgo Member Holdings, LLC, a Delaware limited liability company ("EVgo Member"). The sole member of EVgo Member is LS Power Equity Partners IV, L.P., a Delaware limited partnership ("LSPEP IV"), which is managed by LS Power Equity Advisors, LLC, a Delaware limited liability company ("LSP Advisors" and together with EVgo Member and LSPEP IV, the "LS Power Entities").
Footnote F3
The reporting person, through his position, relationship and/or affiliation with the LS Power Entities, may have shared voting and investment power with respect to the shares beneficially owned by the LS Power Entities. As such, the reporting person may be deemed to have or share beneficial ownership of the shares beneficially owned by the LS Power Entities. The reporting person disclaims beneficial ownership of such shares.
Footnote F4
The terms of the Amended and Restated Limited Liability Company of OpCo LLC provide certain holders of units of OpCo ("OpCo LLC Units") with certain rights to cause OpCo to acquire all or a portion of the OpCo LLC Units (the "Redemption Right") for, at OpCo's election, (a) shares of Class A Common Stock of the Issuer at a redemption ratio of one share of Class A Common Stock for each OpCo LLC Unit redeemed, subject to conversion rate adjustments for any equity split, equity distribution, reclassification or other similar transaction, or (b) an equivalent amount of cash based on the trading price of a share of Class A Common Stock of the Issuer on the trading day that is immediately prior to the date of the redemption. The OpCo LLC Units and the right to exercise the Redemption Right have no expiration date.
SEC remarks
Exhibit 24 - Power of Attorney