Key facts
- This page summarizes Jennifer Aaker's Form 4 filing for Solid Power, Inc. (SLDP).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 10 Dec 2021, 19:37.
Jennifer Aaker - 08 Dec 2021 Form 4 Insider Report for Solid Power, Inc. (SLDP)
- Reporting relationship
- Director
- Issuer ticker
- SLDP
- Reported as of
- 08 Dec 2021
- Net transaction value
- -$49,886
- SEC form
- 4
- Accepted by SEC
- 10 Dec 2021, 19:37:29 UTC
- Prior SEC filing
- 10 Aug 2021
- Next SEC filing
- 14 Jan 2022
- Source filing
- View source filing
- Reporting owner signature
- Jennifer Aaker, /s/ Peter Haskopoulos, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jennifer Aaker filed Form 4 for Solid Power, Inc. (SLDP) on 10 Dec 2021.
Change
- Previous filing in this sequence was filed on 10 Aug 2021.
- Current net transaction value: -$49,886.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SLDP
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +40,000
- Change %
- Price
- Shares after
- 40,000
- Date
- 08 Dec 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SLDP
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- Shares
- -40,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 08 Dec 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 40,000
- Exercise price
- Footnotes
- F1, F2
SLDP
transaction
Derivative
Warrants (right to buy)
Other
- Transaction value
- $49,886
- Shares
- -33,257
- Change %
- -50%
- Price
- $1.50
- Shares after
- 33,257
- Date
- 08 Dec 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 33,257
- Exercise price
- $11.50
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Jennifer Aaker is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
In connection with the closing of the business combination between Decarbonization Plus Acquisition Corporation III ("DCRC"), DCRC Merger Sub Inc. and Solid Power, Inc. on December 8, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, DCRC changed its name to "Solid Power, Inc."
Footnote F2
The shares of Class B Common Stock were (i) convertible into shares of Class A Common Stock at the Reporting Person's election on a one-for-one basis and (ii) automatically convertible into shares of Class A Common Stock at the time of DCRC's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with DCRC's proposed business combination), and had no expiration date.
Footnote F3
The warrants will expire on December 8, 2026, five years after the completion of the issuer's initial business combination which occurred on December 8, 2021, or earlier upon redemption or liquidation.