Nancy Gordon - 10 Feb 2023 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Reporting relationship: Chief Product Officer, Loyalty
Issuer ticker: BKKT
Reported as of: 10 Feb 2023
Net transaction value: -$17,033
SEC form: 4
Accepted by SEC: 14 Feb 2023, 19:31:24 UTC
Prior SEC filing: 06 Feb 2023
Source filing: View source filing
Reporting owner signature: /s/ Marc D'Annunzio Attorney-in-Fact for Nancy Gordon

Key filing fact

Nancy Gordon filed Form 4 for Bakkt Holdings, Inc. (BKKT) on 14 Feb 2023.

Key facts

This page summarizes Nancy Gordon's Form 4 filing for Bakkt Holdings, Inc. (BKKT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 14 Feb 2023, 19:31.

Change

Previous filing in this sequence was filed on 06 Feb 2023.
Current net transaction value: -$17,033.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BKKT transaction

Class A Common Stock

Tax liability

Transaction value: $17,033
Shares: -10,386
Change %: -3.5%
Price: $1.64
Shares after: 283,155
Date: 10 Feb 2023
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.

Footnote F2

Includes 192,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.