Andrew LaBenne - 15 Apr 2022 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)

Reporting relationship: Chief Financial Officer
Issuer ticker: BKKT
Reported as of: 15 Apr 2022
Net transaction value: -$156,572
SEC form: 4
Accepted by SEC: 19 Apr 2022, 19:03:11 UTC
Prior SEC filing: 17 Feb 2022
Next SEC filing: 08 Sep 2022
Source filing: View source filing
Reporting owner signature: /s/ Marc D'Annunzio Attorney-in-Fact for Andrew LaBenne

Key filing fact

Andrew LaBenne filed Form 4 for Bakkt Holdings, Inc. (BKKT) on 19 Apr 2022.

Key facts

This page summarizes Andrew LaBenne's Form 4 filing for Bakkt Holdings, Inc. (BKKT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 19 Apr 2022, 19:03.

Change

Previous filing in this sequence was filed on 17 Feb 2022.
Current net transaction value: -$156,572.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BKKT transaction

Class A Common Stock

Tax liability

Transaction value: $156,572
Shares: -33,744
Change %: -9.5%
Price: $4.64
Shares after: 320,414
Date: 15 Apr 2022
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

In connection with the vesting and settlement of restricted stock units through the issuance of Class A Common Stock of the Issuer pursuant to the Bakkt Holdings, Inc. 2021 Omnibus Employee Incentive Plan, the Issuer withheld Class A Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 18, 2022.

Footnote F2

Includes 287,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.