Key facts
- This page summarizes Nicolas Cabrera's Form 4 filing for Bakkt Holdings, Inc. (BKKT).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 23 Feb 2022, 16:39.
Nicolas Cabrera - 22 Feb 2022 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)
- Reporting relationship
- Chief Product Officer
- Issuer ticker
- BKKT
- Reported as of
- 22 Feb 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 23 Feb 2022, 16:39:37 UTC
- Prior SEC filing
- 15 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Marc D'Annunzio Attorney-in-Fact for Nicolas Cabrera
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Nicolas Cabrera filed Form 4 for Bakkt Holdings, Inc. (BKKT) on 23 Feb 2022.
Change
- Previous filing in this sequence was filed on 15 Oct 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BKKT
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +87,491
- Change %
- Price
- $0.000000
- Shares after
- 87,491
- Date
- 22 Feb 2022
- Ownership
- Direct
- Footnotes
- F1, F2
BKKT
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +100,000
- Change %
- +114%
- Price
- $0.000000
- Shares after
- 187,491
- Date
- 22 Feb 2022
- Ownership
- Direct
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in three equal annual installments on the first three anniversaries of February 1, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date.
Footnote F2
Includes 87,491 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
Footnote F3
These securities are RSUs, each of which represents a contingent right to receive one share of the Issuer's Class A Common Stock. The RSUs will vest in three equal annual installments on the first three anniversaries of January 21, 2022, provided that the Reporting Person continues to be employed by the Issuer as of each vest date.
Footnote F4
Includes 187,491 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.