Key facts
- This page summarizes Kai Schmitz's Form 4 filing for Bakkt Holdings, Inc. (BKKT).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 15 Oct 2021, 19:17.
Kai Schmitz - 15 Oct 2021 Form 4 Insider Report for Bakkt Holdings, Inc. (BKKT)
- Reporting relationship
- Director
- Issuer ticker
- BKKT
- Reported as of
- 15 Oct 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Brian Munsie, Attorney-in-Fact for Kai Schmitz
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Kai Schmitz filed Form 4 for Bakkt Holdings, Inc. (BKKT) on 15 Oct 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BKKT
transaction
Class A common stock, par value $0.001 per share
Options Exercise
- Transaction value
- Shares
- +20,000
- Change %
- Price
- Shares after
- 20,000
- Date
- 15 Oct 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
BKKT
transaction
Derivative
Class B ordinary shares, par value $0.0001
Options Exercise
- Transaction value
- $0
- Shares
- -20,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 15 Oct 2021
- Ownership
- Direct
- Underlying class
- Class A ordinary shares
- Underlying amount
- 20,000
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Kai Schmitz is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 1 footnote
Footnote F1
In connection with the closing (the "Closing") of the business combination (the "Business Combination") between the Issuer (which was formerly known as VPC Impact Acquisition Holdings or "VIH") and Bakkt Holdings, LLC ("Bakkt"), among other things, (i) each of the then issued and outstanding Class B ordinary shares of VIH converted into Class A ordinary shares of VIH on a one-for-one basis as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-248619), (ii) VIH migrated to and domesticated as a Delaware corporation in accordance with Section 388 of the Delaware General Corporation Law, as amended, and the Cayman Islands Companies Act (As Revised) (the "Domestication") and (iii) each of the issued and outstanding Class A ordinary shares of VIH converted into shares of the Issuer's (after the Domestication) Class A common stock.