Key facts
- This page summarizes Jennifer Nuckles's Form 4 filing for SoFi Technologies, Inc. (SOFI).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 Sep 2022, 20:08.
Jennifer Nuckles - 14 Sep 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)
- Reporting relationship
- Executive Vice President
- Issuer ticker
- SOFI
- Reported as of
- 14 Sep 2022
- Net transaction value
- -$249,339
- SEC form
- 4
- Accepted by SEC
- 16 Sep 2022, 20:08:52 UTC
- Prior SEC filing
- 16 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Deanna Smith, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Jennifer Nuckles filed Form 4 for SoFi Technologies, Inc. (SOFI) on 16 Sep 2022.
Change
- Previous filing in this sequence was filed on 16 Jun 2022.
- Current net transaction value: -$249,339.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SOFI
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +79,578
- Change %
- +24%
- Price
- Shares after
- 416,005
- Date
- 14 Sep 2022
- Ownership
- Direct
- Footnotes
- F1
SOFI
transaction
Common Stock
Tax liability
- Transaction value
- $249,339
- Shares
- -42,695
- Change %
- -10%
- Price
- $5.84
- Shares after
- 373,310
- Date
- 14 Sep 2022
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SOFI
transaction
Derivative
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- -79,578
- Change %
- -12%
- Price
- $0.000000
- Shares after
- 603,453
- Date
- 14 Sep 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 79,578
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
Footnote F2
Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
Footnote F3
Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.