Assaf Ronen - 14 Jun 2022 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
16 Jun 2022, 18:45:07 UTC
Prior SEC filing
25 Mar 2022
Next SEC filing
26 Sep 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Deanna Smith, Attorney-in-Fact

Key filing fact

Assaf Ronen filed Form 4 for SoFi Technologies, Inc. (SOFI) on 16 Jun 2022.

Key facts

  • This page summarizes Assaf Ronen's Form 4 filing for SoFi Technologies, Inc. (SOFI).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 16 Jun 2022, 18:45.

Change

  • Previous filing in this sequence was filed on 25 Mar 2022.
  • Current net transaction value: -$221,958.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SOFI transaction

Common Stock

Options Exercise

Transaction value
Shares
+95,523
Change %
+17%
Price
Shares after
673,904
Date
14 Jun 2022
Ownership
Direct
Footnotes
F1
SOFI transaction

Common Stock

Tax liability

Transaction value
$221,958
Shares
-37,748
Change %
-5.6%
Price
$5.88
Shares after
636,156
Date
14 Jun 2022
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOFI transaction Derivative

Common Stock

Options Exercise

Transaction value
$0
Shares
-95,523
Change %
-16%
Price
$0.000000
Shares after
486,447
Date
14 Jun 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
95,523
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Footnote F2

Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

Footnote F3

Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.

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