Key facts
- This page summarizes Thomas Clayton Wilkes's Form 4 filing for SoFi Technologies, Inc. (SOFI).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 19 Nov 2021, 15:36.
Thomas Clayton Wilkes - 18 Nov 2021 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)
- Reporting relationship
- Vice Chairman - Galileo, Director
- Issuer ticker
- SOFI
- Reported as of
- 18 Nov 2021
- Net transaction value
- -$217,656,029
- SEC form
- 4
- Accepted by SEC
- 19 Nov 2021, 15:36:39 UTC
- Prior SEC filing
- 15 Sep 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Deanna Smith, Attorney-in- Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Thomas Clayton Wilkes filed Form 4 for SoFi Technologies, Inc. (SOFI) on 19 Nov 2021.
Change
- Previous filing in this sequence was filed on 15 Sep 2021.
- Current net transaction value: -$217,656,029.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SOFI
transaction
Common Stock
Sale
- Transaction value
- $217,656,029
- Shares
- -10,076,668
- Change %
- -19%
- Price
- $21.60
- Shares after
- 42,645,574
- Date
- 18 Nov 2021
- Ownership
- See Footnote
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents shares sold in connection with a registered offering and sale of the Issuer's common stock pursuant to a prospectus supplement, dated November 15, 2021, to the prospectus dated June 24, 2021 (File No. 333-257092).
Footnote F2
Consists of (i) 35,277,090 shares held of record by Red Crow Capital, LLC, (ii) 800,661 shares held by the reporting person, (iii) 67,823 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares, (iv) 4,000,000 shares held of record by the 2021 Wilkes Grantor Retained Annuity Trust No. 1, (v) 2,000,000 shares held of record by the 2021 Wilkes Grantor Retained Annuity Trust No. 2, and (v) 500,000 shares held of record by the 2021 Wilkes Grantor Retained Annuity Trust No. 3. The reporting person serves as the Manager of Red Crow Capital, LLC and is the sole grantor, trustee and current beneficiary of each of the 2021 Wilkes Grantor Retained Annuity Trust No. 1, 2021 Wilkes Grantor Retained Annuity Trust No. 2, and 2021 Wilkes Grantor Retained Annuity Trust No. 3.