Anthony Prentice - 25 Jul 2022 Form 4 Insider Report for Sema4 Holdings Corp. (WGS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
27 Jul 2022, 18:15:20 UTC
Prior SEC filing
22 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel Clark, Attorney-in-Fact

Key filing fact

Anthony Prentice filed Form 4 for Sema4 Holdings Corp. (WGS) on 27 Jul 2022.

Key facts

  • This page summarizes Anthony Prentice's Form 4 filing for Sema4 Holdings Corp. (WGS).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 27 Jul 2022, 18:15.

Change

  • Previous filing in this sequence was filed on 22 May 2023.
  • Current net transaction value: -$2,496.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

WGSWW transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+3,940
Change %
+40%
Price
Shares after
13,800
Date
25 Jul 2022
Ownership
Direct
Footnotes
F1
WGSWW transaction

Class A Common Stock

Sale

Transaction value
$2,496
Shares
-1,698
Change %
-12%
Price
$1.47
Shares after
12,102
Date
26 Jul 2022
Ownership
Direct
Footnotes
F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WGSWW transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-3,940
Change %
-7.7%
Price
$0.000000
Shares after
47,289
Date
25 Jul 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
3,940
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Footnote F2

The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of RSUs. The sale was to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.47 to $1.51, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F4

6.25% vest in quarterly installments over the four-year period commencing on July 25, 2021 until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.

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