Dennis Charney - 15 Oct 2021 Form 4 Insider Report for Sema4 Holdings Corp. (WGS)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
19 Oct 2021, 19:17:47 UTC
Prior SEC filing
22 Jul 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Daniel Clark, Attorney-in-Fact

Key filing fact

Dennis Charney filed Form 4 for Sema4 Holdings Corp. (WGS) on 19 Oct 2021.

Key facts

  • This page summarizes Dennis Charney's Form 4 filing for Sema4 Holdings Corp. (WGS).
  • 4 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 19 Oct 2021, 19:17.

Change

  • Previous filing in this sequence was filed on 22 Jul 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

WGSWW transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+22,286
Change %
Price
$0.000000
Shares after
22,286
Date
15 Oct 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
22,286
Exercise price
$7.79
Footnotes
F1
WGSWW transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+22,286
Change %
Price
$0.000000
Shares after
22,286
Date
15 Oct 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
22,286
Exercise price
$7.79
Footnotes
F2
WGSWW transaction Derivative

Restricted Stock Unit

Award

Transaction value
$0
Shares
+12,836
Change %
Price
$0.000000
Shares after
12,836
Date
15 Oct 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
12,836
Exercise price
Footnotes
F1, F3
WGSWW transaction Derivative

Restricted Stock Unit

Award

Transaction value
$0
Shares
+12,836
Change %
Price
$0.000000
Shares after
12,836
Date
15 Oct 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
12,836
Exercise price
Footnotes
F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The stock options and restricted stock units ("RSUs") will vest on the earlier of (i) the date of the next annual meeting of the Issuer's shareholders following the grant date and (i) the first anniversary of the grant date, in each case so long as the Reporting Person continues to provide services to the Issuer through such vesting date.

Footnote F2

The stock option shall vest as of 1/36 of the total shares monthly beginning on November 15, 2021 until fully vested, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

Footnote F3

Each RSU represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon settlement for no consideration.

Footnote F4

The RSUs will vest in equal annual installments over the three-year period following the grant date, subject to the Reporting Person continuing to provide services to the Issuer through each vesting date.

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