Key facts
- This page summarizes FRANK DENNIS S's Form 4 filing for Silvergate Capital Corp.
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 13 Jun 2022, 17:27.
FRANK DENNIS S - 10 Jun 2022 Form 4 Insider Report for Silvergate Capital Corp
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 10 Jun 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 13 Jun 2022, 17:27:56 UTC
- Prior SEC filing
- 09 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ John M. Bonino, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
FRANK DENNIS S filed Form 4 for Silvergate Capital Corp on 13 Jun 2022.
Change
- Previous filing in this sequence was filed on 09 Nov 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SICP
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +674
- Change %
- +1.3%
- Price
- $0.000000
- Shares after
- 50,674
- Date
- 10 Jun 2022
- Ownership
- Direct
- Footnotes
- F1, F2
SICP
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50,674
- Date
- 10 Jun 2022
- Ownership
- Direct
SICP
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 75,098
- Date
- 10 Jun 2022
- Ownership
- By Irrevocable Trust
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SICP
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -674
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 10 Jun 2022
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 674
- Exercise price
- Footnotes
- F1, F2, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
FRANK DENNIS S is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
The original vesting date of June 11, 2022 for these restricted stock units was accelerated to June 10, 2022 by the Company's compensation committee on May 27, 2022.
Footnote F2
Restricted stock units convert into Class A Common Stock on a one-for-one basis.
Footnote F3
The reporting person is a trustee and beneficiary of the George R. Eisele Irrevocable Trust II. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.
Footnote F4
The restricted stock units vest in full on June 11, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date.