John H. Stone - 26 May 2022 Form 4 Insider Report for DEERE & CO (DE)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
31 May 2022, 16:59:24 UTC
Prior SEC filing
17 Dec 2021
Next SEC filing
15 Jul 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney

Key filing fact

John H. Stone filed Form 4 for DEERE & CO (DE) on 31 May 2022.

Key facts

  • This page summarizes John H. Stone's Form 4 filing for DEERE & CO (DE).
  • 17 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 31 May 2022, 16:59.

Change

  • Previous filing in this sequence was filed on 17 Dec 2021.
  • Current net transaction value: -$835,543.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DE transaction

$1 Par Common Stock

Options Exercise

Transaction value
$479,742
Shares
+2,827
Change %
+13%
Price
$169.70
Shares after
23,914
Date
26 May 2022
Ownership
Direct
Footnotes
F1
DE transaction

$1 Par Common Stock

Sale

Transaction value
$43,644
Shares
-128
Change %
-0.54%
Price
$340.97
Shares after
23,786
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F2
DE transaction

$1 Par Common Stock

Sale

Transaction value
$34,310
Shares
-100
Change %
-0.42%
Price
$343.10
Shares after
23,686
Date
26 May 2022
Ownership
Direct
Footnotes
F1
DE transaction

$1 Par Common Stock

Sale

Transaction value
$244,953
Shares
-710
Change %
-3%
Price
$345.00
Shares after
22,976
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F3
DE transaction

$1 Par Common Stock

Sale

Transaction value
$69,123
Shares
-200
Change %
-0.87%
Price
$345.62
Shares after
22,776
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F4
DE transaction

$1 Par Common Stock

Sale

Transaction value
$336,770
Shares
-970
Change %
-4.3%
Price
$347.19
Shares after
21,806
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F5
DE transaction

$1 Par Common Stock

Sale

Transaction value
$250,382
Shares
-719
Change %
-3.3%
Price
$348.24
Shares after
21,087
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F6
DE transaction

$1 Par Common Stock

Options Exercise

Transaction value
$935,226
Shares
+3,670
Change %
+17%
Price
$254.83
Shares after
24,757
Date
26 May 2022
Ownership
Direct
Footnotes
F1
DE transaction

$1 Par Common Stock

Sale

Transaction value
$37,240
Shares
-109
Change %
-0.44%
Price
$341.65
Shares after
24,648
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F7
DE transaction

$1 Par Common Stock

Sale

Transaction value
$34,198
Shares
-100
Change %
-0.41%
Price
$341.98
Shares after
24,548
Date
26 May 2022
Ownership
Direct
Footnotes
F1
DE transaction

$1 Par Common Stock

Sale

Transaction value
$68,838
Shares
-200
Change %
-0.81%
Price
$344.19
Shares after
24,348
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F8
DE transaction

$1 Par Common Stock

Sale

Transaction value
$345,278
Shares
-1,000
Change %
-4.1%
Price
$345.28
Shares after
23,348
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F9
DE transaction

$1 Par Common Stock

Sale

Transaction value
$173,275
Shares
-500
Change %
-2.1%
Price
$346.55
Shares after
22,848
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F10
DE transaction

$1 Par Common Stock

Sale

Transaction value
$440,386
Shares
-1,267
Change %
-5.5%
Price
$347.58
Shares after
21,581
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F11
DE transaction

$1 Par Common Stock

Sale

Transaction value
$172,113
Shares
-494
Change %
-2.3%
Price
$348.41
Shares after
21,087
Date
26 May 2022
Ownership
Direct
Footnotes
F1, F12, F13

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DE transaction Derivative

Market Priced Options

Options Exercise

Transaction value
$0
Shares
-2,827
Change %
-67%
Price
$0.000000
Shares after
1,393
Date
26 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,827
Exercise price
$169.70
Footnotes
F1, F14, F15
DE transaction Derivative

Market Priced Options

Options Exercise

Transaction value
$0
Shares
-3,670
Change %
-33%
Price
$0.000000
Shares after
7,388
Date
26 May 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,670
Exercise price
$254.83
Footnotes
F1, F14, F16
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 16 footnotes

Footnote F1

Exercise of Rule 16b-3 options and related sales of shares.

Footnote F2

The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.90 to $341.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote and in footnotes 3 to 12.

Footnote F3

The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.55 to $345.45, inclusive.

Footnote F4

The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.56 to $345.67, inclusive.

Footnote F5

The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $346.75 to $347.65, inclusive.

Footnote F6

The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.80 to $348.75, inclusive.

Footnote F7

The sales price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $340.84 to $341.73, inclusive.

Footnote F8

The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $343.78 to $344.60, inclusive.

Footnote F9

The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $344.86 to $345.57, inclusive.

Footnote F10

The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $345.99 to $346.86, inclusive.

Footnote F11

The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $347.16 to $348.13, inclusive.

Footnote F12

The sale price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $348.17 to $348.60, inclusive.

Footnote F13

Includes 4,266 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan and the John Deere 2020 Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.

Footnote F14

All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.

Footnote F15

The options became exercisable in three approximately equal tranches on December 11, 2020, 2021, and 2022.

Footnote F16

The options became exercisable in three approximately equal tranches on December 9, 2021, 2022, and 2023.

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