Key facts
- This page summarizes Nisheet Gupta's Form 4 filing for APOGEE ENTERPRISES, INC. (APOG).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 05 Jul 2022, 17:06.
Nisheet Gupta - 30 Jun 2022 Form 4 Insider Report for APOGEE ENTERPRISES, INC. (APOG)
- Reporting relationship
- EVP and CFO
- Issuer ticker
- APOG
- Reported as of
- 30 Jun 2022
- Net transaction value
- -$137,448
- SEC form
- 4
- Accepted by SEC
- 05 Jul 2022, 17:06:08 UTC
- Prior SEC filing
- 16 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Meghan M. Elliott, Attorney-in-Fact for Nisheet Gupta
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Nisheet Gupta filed Form 4 for APOGEE ENTERPRISES, INC. (APOG) on 05 Jul 2022.
Change
- Previous filing in this sequence was filed on 16 Jun 2022.
- Current net transaction value: -$137,448.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
APOG
transaction
Common Stock
Options Exercise
- Transaction value
- $493,955
- Shares
- +21,439
- Change %
- +61%
- Price
- $23.04
- Shares after
- 56,611
- Date
- 30 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
APOG
transaction
Common Stock
Tax liability
- Transaction value
- $631,403
- Shares
- -16,099
- Change %
- -28%
- Price
- $39.22
- Shares after
- 40,512
- Date
- 30 Jun 2022
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
APOG
transaction
Derivative
Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- +21,439
- Change %
- +360%
- Price
- $0.000000
- Shares after
- 27,400
- Date
- 30 Jun 2022
- Ownership
- Direct
- Underlying class
- Option (Right to Buy)
- Underlying amount
- 21,439
- Exercise price
- $23.04
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.
Footnote F2
Includes the aggregate number of shares withheld to pay the exercise price and for withholding taxes.
Footnote F3
In addition to shares exercised, 5,961 shares were forfeited as a result of the limit on the "total allowable compensatory gain" pursuant to Section 5 of the stock option award agreement.
Footnote F4
The remaining shares underlying the option vest and become exercisable on June 30, 2023.