Elizabeth Mora - 31 Aug 2023 Form 4 Insider Report for Nuburu, Inc. (BURU)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 Sep 2023, 17:09:09 UTC
Prior SEC filing
05 Jul 2023
Next SEC filing
03 Oct 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Brian Knaley, by power of attorney on behalf of Elizabeth Mora

Key filing fact

Elizabeth Mora filed Form 4 for Nuburu, Inc. (BURU) on 01 Sep 2023.

Key facts

  • This page summarizes Elizabeth Mora's Form 4 filing for Nuburu, Inc. (BURU).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 01 Sep 2023, 17:09.

Change

  • Previous filing in this sequence was filed on 05 Jul 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BURU transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+63,750
Change %
Price
$0.000000
Shares after
63,750
Date
31 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
63,750
Exercise price
$0.3890
Footnotes
F1
BURU transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+18,750
Change %
Price
$0.000000
Shares after
18,750
Date
31 Aug 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
18,750
Exercise price
$0.3890
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following June 16, 2023 beginning on July 1, 2023 such that 100% of the shares subject to this stock option will be vested on June 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.

Footnote F2

The shares subject to this stock option are subject to service-based vesting requirements. 1/12th of the shares subject to the option shall vest and become exercisable on the first day of each month following January 31, 2023 beginning on February 1, 2023 such that 100% of the shares subject to this stock option will be vested on January 1, 2024, subject to the Report Person remaining a service provider through each such vesting date.

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