Taylor Fay - 03 Feb 2023 Form 3 Insider Report for FOXO TECHNOLOGIES INC. (FOXO)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
03 Feb 2023, 16:45:17 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Taylor Fay

Key filing fact

Taylor Fay filed Form 3 for FOXO TECHNOLOGIES INC. (FOXO) on 03 Feb 2023.

Key facts

  • This page summarizes Taylor Fay's Form 3 filing for FOXO TECHNOLOGIES INC. (FOXO).
  • 0 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 03 Feb 2023, 16:45.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FOXO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
150,000
Date
03 Feb 2023
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FOXO holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
03 Feb 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2
Exercise price
$15.75
Footnotes
F2
FOXO holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
03 Feb 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2,904
Exercise price
$6.51
Footnotes
F3
FOXO holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
03 Feb 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
3,208
Exercise price
$6.51
Footnotes
F4
FOXO holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
03 Feb 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
29,042
Exercise price
$6.51
Footnotes
F5
FOXO holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
03 Feb 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
3,276
Exercise price
$6.51
Footnotes
F6
FOXO holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
03 Feb 2023
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
2,900
Exercise price
$6.51
Footnotes
F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

At the closing of the business combination between the Issuer and FOXO Technologies Operating Company, the reporting person received a restricted share award equal to 150,000 shares pursuant to the terms and conditions of the FOXO Technologies Inc. Management Contingent Share Plan (the "MIP"). The award is subject to the following vesting conditions (i) 60% of the award will become vested on the 3rd anniversary of the closing of the business combination if the reporting person is still employed by the Issuer on such date, (ii) ) 20% of the award will become vested on the 4th anniversary of the closing date if the reporting person is still employed by the Issuer on such date, and (iii) the final 20% of the award will become vested on the 5th anniversary of the closing date if the reporting person is still employed by the Issuer on such date. In addition, 1/3 of the award will become vested upon the satisfaction of certain performance-based conditions as further described in the MIP.

Footnote F2

Stock option granted on January 27, 2022. As of February 3, 2023, the 2 shares of Class A Common Stock of the Issuer subject to the stock options were fully vested.

Footnote F3

Stock option granted on August 9, 2021. As of February 3, 2023, 1,377 shares of Class A Common Stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining 1,527 shares of Class A Common Stock subject to the stock options shall vest on each subsequent month anniversary of the award date until fully vested on August 9, 2024.

Footnote F4

Stock option granted on August 9, 2021. As of February 3, 2023, 1,517 shares of Class A Common Stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining 1,691 shares of Class A Common Stock subject to the stock options shall vest on each subsequent month anniversary of the award date until fully vested on August 9, 2024.

Footnote F5

Stock option granted on April 2, 2021. As of February 3, 2023, 20,175 shares of Class A Common Stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining 8,867 shares of Class A Common Stock subject to the stock options shall vest in equal monthly installments until fully vested on December 31, 2023.

Footnote F6

Stock option granted on April 2, 2021. As of February 3, 2023, 2,275 shares of Class A Common Stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining 1,001 shares of Class A Common Stock subject to the stock options shall vest in equal monthly installments until fully vested on December 31, 2023.

Footnote F7

Stock option granted on April 2, 2021. As of February 3, 2023, 2,500 shares of Class A Common Stock of the Issuer subject to the stock options were vested, and, thereafter, the remaining 400 shares of Class A Common Stock subject to the stock options shall vest in equal monthly installments until fully vested on June 30, 2023.

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