Key facts
- This page summarizes Daniel P. Penberthy's Form 4 filing for RAND CAPITAL CORP (RAND).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 16 May 2023, 16:30.
Daniel P. Penberthy - 12 May 2023 Form 4 Insider Report for RAND CAPITAL CORP (RAND)
- Reporting relationship
- President and CEO
- Issuer ticker
- RAND
- Reported as of
- 12 May 2023
- Net transaction value
- +$6,679
- SEC form
- 4
- Accepted by SEC
- 16 May 2023, 16:30:28 UTC
- Prior SEC filing
- 08 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Daniel P. Penberthy
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Daniel P. Penberthy filed Form 4 for RAND CAPITAL CORP (RAND) on 16 May 2023.
Change
- Previous filing in this sequence was filed on 08 Jun 2022.
- Current net transaction value: +$6,679.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RAND
transaction
Common Stock
Purchase
- Transaction value
- $12.99
- Shares
- +1
- Change %
- +0.01%
- Price
- $12.99
- Shares after
- 16,270
- Date
- 12 May 2023
- Ownership
- Direct
RAND
transaction
Common Stock
Purchase
- Transaction value
- $6,666
- Shares
- +499
- Change %
- +3.1%
- Price
- $13.36
- Shares after
- 16,769
- Date
- 16 May 2023
- Ownership
- Direct
* marks a reported price that did not pass the local price check.