John S. Riccitiello - 06 Sep 2023 Form 4 Insider Report for Unity Software Inc. (U)

Reporting relationship: President and CEO, Director
Issuer ticker: U
Reported as of: 06 Sep 2023
Net transaction value: -$77,150
SEC form: 4
Accepted by SEC: 08 Sep 2023, 16:33:20 UTC
Prior SEC filing: 31 May 2023
Source filing: View source filing
Reporting owner signature: /s/ Nora Go, Attorney-in-fact

Key filing fact

John S. Riccitiello filed Form 4 for Unity Software Inc. (U) on 08 Sep 2023.

Key facts

This page summarizes John S. Riccitiello's Form 4 filing for Unity Software Inc. (U).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 08 Sep 2023, 16:33.

Change

Previous filing in this sequence was filed on 31 May 2023.
Current net transaction value: -$77,150.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

U transaction

Common Stock

Options Exercise

Transaction value: $2,850
Shares: +2,000
Change %
Price: $1.42^*
Shares after: 2,000
Date: 06 Sep 2023
Ownership: See footnote
Footnotes: F1

U transaction

Common Stock

Sale

Transaction value: $80,000
Shares: -2,000
Change %: -100%
Price: $40.00
Shares after: 0
Date: 06 Sep 2023
Ownership: See footnote
Footnotes: F1, F2

U holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 3,211,394
Date: 06 Sep 2023
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

U transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -2,000
Change %: -0.47%
Price: $0.000000
Shares after: 424,704
Date: 06 Sep 2023
Ownership: See footnote
Underlying class: Common Stock
Underlying amount: 2,000
Exercise price: $1.42
Footnotes: F1, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 3 footnotes

Footnote F1

The securities are held by the reporting person's spouse.

Footnote F2

The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2023.

Footnote F3

Fully vested.