Aaron Gurewitz - 23 May 2023 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
25 May 2023, 17:33:38 UTC
Prior SEC filing
06 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Aaron Gurewitz

Key filing fact

Aaron Gurewitz filed Form 4 for Roth CH Acquisition IV Co. (TYGO) on 25 May 2023.

Key facts

  • This page summarizes Aaron Gurewitz's Form 4 filing for Roth CH Acquisition IV Co. (TYGO).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 25 May 2023, 17:33.

Change

  • Previous filing in this sequence was filed on 06 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TYGO transaction

Common Stock

Sale

Transaction value
Shares
-79,613
Change %
-62%
Price
Shares after
48,773
Date
23 May 2023
Ownership
See Footnote
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TYGO transaction Derivative

Warrants to purchase common stock

Sale

Transaction value
Shares
-8,158
Change %
-92%
Price
Shares after
722
Date
23 May 2023
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
8,158
Exercise price
$11.50
Footnotes
F1, F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Aaron Gurewitz is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

The reporting person disposed of (i) 63,298 shares of common stock and (ii) 16,315 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $88,501.41.

Footnote F2

Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Footnote F3

The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

Footnote F4

The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .