Aaron Gurewitz - 03 Dec 2021 Form 4 Insider Report for Roth CH Acquisition V Co.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Dec 2021, 20:40:54 UTC
Prior SEC filing
30 Nov 2021
Next SEC filing
25 May 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Aaron Gurewitz

Key filing fact

Aaron Gurewitz filed Form 4 for Roth CH Acquisition V Co. on 06 Dec 2021.

Key facts

  • This page summarizes Aaron Gurewitz's Form 4 filing for Roth CH Acquisition V Co..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 06 Dec 2021, 20:40.

Change

  • Previous filing in this sequence was filed on 30 Nov 2021.
  • Current net transaction value: +$179,420.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ROCL transaction

Common Stock

Purchase

Transaction value
$179,420
Shares
+17,942
Change %
+16%
Price
$10.00
Shares after
128,570
Date
03 Dec 2021
Ownership
See Footnote
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ROCL transaction Derivative

Warrants to purchase Common Stock

Purchase

Transaction value
Shares
+8,971
Change %
Price
Shares after
8,971
Date
03 Dec 2021
Ownership
See Footnote
Underlying class
Common Stock
Underlying amount
8,971
Exercise price
$11.50
Footnotes
F1, F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

The reporting person acquired units, each unit consisting of one share of common stock and one-half of one warrant.

Footnote F2

Owned by the AMG Trust Established January 23, 2007, for which Aaron Gurewitz is trustee.

Footnote F3

The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.

Footnote F4

The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.

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