Cezar Andrei Floroiu - 17 Mar 2023 Form 4 Insider Report for Vaxart, Inc. (VXRT)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Mar 2023, 20:06:42 UTC
Prior SEC filing
30 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Andrei Floroiu

Key filing fact

Cezar Andrei Floroiu filed Form 4 for Vaxart, Inc. (VXRT) on 21 Mar 2023.

Key facts

  • This page summarizes Cezar Andrei Floroiu's Form 4 filing for Vaxart, Inc. (VXRT).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 21 Mar 2023, 20:06.

Change

  • Previous filing in this sequence was filed on 30 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VXRT transaction

Common Stock

Award

Transaction value
$0
Shares
+100,000
Change %
+118%
Price
$0.000000
Shares after
185,000
Date
17 Mar 2023
Ownership
Direct
Footnotes
F1
VXRT transaction

Common Stock

Award

Transaction value
$0
Shares
+92,735
Change %
+50%
Price
$0.000000
Shares after
277,735
Date
17 Mar 2023
Ownership
Direct
Footnotes
F1
VXRT transaction

Common Stock

Award

Transaction value
$0
Shares
+175,000
Change %
+63%
Price
$0.000000
Shares after
452,735
Date
17 Mar 2023
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VXRT transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+400,000
Change %
Price
$0.000000
Shares after
400,000
Date
17 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
400,000
Exercise price
$0.7800
Footnotes
F2
VXRT transaction Derivative

Stock Option (right to buy)

Award

Transaction value
$0
Shares
+750,000
Change %
Price
$0.000000
Shares after
750,000
Date
17 Mar 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
750,000
Exercise price
$0.7800
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Grant of shares upon vesting of restricted stock units, which shall fully vest on December 8, 2023.

Footnote F2

The shares subject to this stock option shall fully vest on December 8, 2023.

Footnote F3

Grant of shares upon vesting of restricted stock units. Twenty five percent of the shares underlying the award shall vest on each anniversary of the vesting commencement date of February 2, 2023, so that the restricted stock units would be fully vested on the fourth anniversary of the vesting commencement date.

Footnote F4

The shares subject to this stock option shall vest as to 25% of the shares underlying the grant on February 2, 2024, the first anniversary of the date that vesting commenced, and thereafter in 36 equal monthly installments such that the stock option shall be fully vested on February 2, 2027.

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