Key facts
- This page summarizes Julie Nelson's Form 4 filing for AppHarvest, Inc..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 22 Nov 2022, 16:08.
Julie Nelson - 16 Aug 2022 Form 4 Insider Report for AppHarvest, Inc.
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- N/A
- Reported as of
- 16 Aug 2022
- Net transaction value
- -$24,546
- SEC form
- 4
- Accepted by SEC
- 22 Nov 2022, 16:08:28 UTC
- Prior SEC filing
- 21 Apr 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Loren Eggleton, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Julie Nelson filed Form 4 for AppHarvest, Inc. on 22 Nov 2022.
Change
- Previous filing in this sequence was filed on 21 Apr 2022.
- Current net transaction value: -$24,546.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
APPHQ
transaction
Common Stock
Sale
- Transaction value
- $24,546
- Shares
- -7,632
- Change %
- -8.5%
- Price
- $3.22*
- Shares after
- 82,368
- Date
- 16 Aug 2022
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Julie Nelson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
The sales reported in this Form 4 represent shares required to be sold by the Reporting Person to satisfy withholding tax obligations in connection with the settlement of restricted stock units. The sale occurred automatically to satisfy the tax withholding obligations to be funded by a "sell to cover" transaction. This sale does not represent a discretionary trade by the Reporting Person.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold at multiple transaction prices ranging from $3.13 to $3.35 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.