Key facts
- This page summarizes Patrick Halfmann's Form 4 filing for AppHarvest, Inc..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 21 Jun 2022, 17:47.
Patrick Halfmann - 13 May 2022 Form 4 Insider Report for AppHarvest, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 13 May 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Jun 2022, 17:47:23 UTC
- Prior SEC filing
- 17 Mar 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Patrick Halfmann
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Patrick Halfmann filed Form 4 for AppHarvest, Inc. on 21 Jun 2022.
Change
- Previous filing in this sequence was filed on 17 Mar 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
APPHQ
transaction
Common Stock, $0.0001 par value per share
Award
- Transaction value
- $0
- Shares
- +21,937
- Change %
- Price
- $0.000000
- Shares after
- 21,937
- Date
- 13 May 2022
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Represents a restricted stock unit ("RSU") award granted to the Reporting Person pursuant to the Issuer's non-employee director compensation policy. The RSU award vests in full on the date of the next annual meeting of the Issuer's stockholders ("Annual Meeting") following the grant date (or the date immediately preceding the date of the Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting as a result of the director's failure to be re-elected or the director not standing for re-election), subject to the Reporting Person's service as a director with the Issuer on such date.
Footnote F2
The Reporting Person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. and indirectly for Inclusive Capital Partners, L.P., and may transfer the award directly to the In-Cap Funds. The Reporting Person disclaims beneficial ownersip of the securities reported herein except to the extent of his pecuniary interest therein, if any.