Jay Farner - 07 Mar 2023 Form 4 Insider Report for Rocket Companies, Inc. (RKT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Mar 2023, 15:05:04 UTC
Prior SEC filing
21 Dec 2022
Next SEC filing
20 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tina V. John, attorney in fact

Key filing fact

Jay Farner filed Form 4 for Rocket Companies, Inc. (RKT) on 08 Mar 2023.

Key facts

  • This page summarizes Jay Farner's Form 4 filing for Rocket Companies, Inc. (RKT).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 08 Mar 2023, 15:05.

Change

  • Previous filing in this sequence was filed on 21 Dec 2022.
  • Current net transaction value: -$799,339.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RKT transaction

Class A common stock

Tax liability

Transaction value
$799,339
Shares
-97,125
Change %
-1.6%
Price
$8.23
Shares after
5,843,882
Date
07 Mar 2023
Ownership
Direct
Footnotes
F1
RKT holding

Class A common stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
204,000
Date
07 Mar 2023
Ownership
By trust
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents shares withheld by Rocket Companies, Inc to satisfy tax withholding obligations in connection with the vesting of 216,802 restricted stock units granted to the Reporting Person on March 7, 2022.

Footnote F2

These shares of Class A common stock are held in trust for the benefit of the Reporting Person's children, for which the Reporting Person's spouse serves as trustee. The Reporting Person disclaims beneficial ownership of the shares of Class A common stock held in the trust, except to the extent of his pecuniary interest therein.

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