Key facts
- This page summarizes HPSO SPV Ltd's Form 3 filing for GELESIS HOLDINGS, INC. (CPSR).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 Jan 2022, 10:52.
HPSO SPV Ltd - 13 Jan 2022 Form 3 Insider Report for GELESIS HOLDINGS, INC. (CPSR)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- CPSR
- Reported as of
- 13 Jan 2022
- Net transaction value
- $0
- Reporting owner signature
- /s/ David Piesing, Director of Manager, on behalf of HPSO SPV Limited
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
HPSO SPV Ltd filed Form 3 for GELESIS HOLDINGS, INC. (CPSR) on 21 Jan 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 3 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GLSH
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,181,993
- Date
- 13 Jan 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GLSH
holding
Derivative
Right to Acquire Earnout Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- Date
- 13 Jan 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,001,505
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
The Reporting Person holds a right to acquire up to 4,001,505 shares of Common Stock (the "Earnout Shares"). The Earnout Shares shall vest and be released upon the satisfaction, at any time prior to January 13, 2027, of certain share price vesting conditions as follows: (i) if the volume-weighted average price ("VWAP") of the Common Stock equals or exceeds $12.50 per share for any 20 trading days within a 30-trading day period, one-third ( 1/3) of the Earnout Shares shall vest; (ii) if the VWAP of the Common Stock equals or exceeds $15.00 per share for any 20 trading days within a 30-trading day period, an additional one-third ( 1/3) of the Earnout Shares shall vest; and (iii) if the VWAP of the Common Stock equals or exceeds $17.50 per share for any 20 trading days within a 30-trading day period, the final one-third ( 1/3) of the Earnout Shares shall vest.