Dr. Krishna Singh - 09 Apr 2021 Form 4 Insider Report for Eos Energy Enterprises, Inc. (EOSE)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
30 Mar 2022, 16:45:32 UTC
Prior SEC filing
30 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Dr. Krishna Singh

Key filing fact

Dr. Krishna Singh filed Form 4 for Eos Energy Enterprises, Inc. (EOSE) on 30 Mar 2022.

Key facts

  • This page summarizes Dr. Krishna Singh's Form 4 filing for Eos Energy Enterprises, Inc. (EOSE).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 30 Mar 2022, 16:45.

Change

  • Previous filing in this sequence was filed on 30 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

EOSE transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+86,457
Change %
+3.2%
Price
$0.000000
Shares after
2,794,709
Date
09 Apr 2021
Ownership
See footnotes
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

EOSE transaction Derivative

Options

Options Exercise

Transaction value
$0
Shares
-86,457
Change %
-100%
Price
$0.000000*
Shares after
0
Date
09 Apr 2021
Ownership
See footnote
Underlying class
Common Stock
Underlying amount
86,457
Exercise price
$8.67
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Dr. Krishna Singh is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Represents securities held directly by Holtec International, Singh Real Estate Enterprises Inc., Tequesta Properties Inc. and HI-MED, LLC. Mr. Singh holds direct and/or indirect ownership of these entities and holds the full voting and dispositive power with respect to Holtec International, Tequesta Properties, Inc. and HI-MED, LLC.

Footnote F2

On April 9, 2021, the Company acquired 51% interest in HI-POWER LLC from Holtec International. These options held by Holtech were approved for accelerated vesting immediately as part of the acquisition agreement. These options were exercised and cash for the exercise was paid at the closing of the acquisition.

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