David P. O'Connor - 31 Mar 2021 Form 4 Insider Report for First Eagle Credit Opportunities Fund

Reporting relationship: General Counsel
Issuer ticker: N/A
Reported as of: 31 Mar 2021
Net transaction value: +$34,032
SEC form: 4
Accepted by SEC: 28 Jun 2022, 10:50:47 UTC
Next SEC filing: 27 Dec 2021
Source filing: View source filing
Reporting owner signature: /s/David P O'Connor

Key filing fact

David P. O'Connor filed Form 4 for First Eagle Credit Opportunities Fund on 28 Jun 2022.

Key facts

This page summarizes David P. O'Connor's Form 4 filing for First Eagle Credit Opportunities Fund.
21 reported transactions and 21 derivative rows are listed below.
Accepted by SEC: 28 Jun 2022, 10:50.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$34,032.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $1,274
Shares: +49
Change %
Price: $26.16^*
Shares after: 49
Date: 31 Mar 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 49
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $210,000
Shares: +8,028
Change %: +16480%
Price: $26.16^*
Shares after: 8,076
Date: 01 Apr 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 8,028
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $1,162
Shares: +44
Change %: +0.55%
Price: $26.27^*
Shares after: 8,120
Date: 03 May 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 44
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $1,802
Shares: +69
Change %: +0.85%
Price: $26.22^*
Shares after: 8,189
Date: 28 May 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 69
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $280,250
Shares: +10,672
Change %: +130%
Price: $26.26^*
Shares after: 18,861
Date: 24 Jun 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 10,672
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $4,486
Shares: +170
Change %: +0.9%
Price: $26.31^*
Shares after: 19,032
Date: 30 Jun 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 170
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $4,062
Shares: +155
Change %: +0.81%
Price: $26.28^*
Shares after: 19,186
Date: 30 Jul 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 155
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $3,068
Shares: +117
Change %: +0.61%
Price: $26.28^*
Shares after: 19,303
Date: 31 Aug 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 117
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $2,988
Shares: +113
Change %: +0.59%
Price: $26.40^*
Shares after: 19,416
Date: 30 Sep 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 113
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $3,107
Shares: +118
Change %: +0.61%
Price: $26.43^*
Shares after: 19,534
Date: 29 Oct 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 118
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $3,002
Shares: +114
Change %: +0.58%
Price: $26.36^*
Shares after: 19,648
Date: 30 Nov 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 114
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $1,572
Shares: +60
Change %: +0.3%
Price: $26.26^*
Shares after: 19,708
Date: 01 Dec 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 60
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $2,759
Shares: +106
Change %: +0.54%
Price: $26.14^*
Shares after: 19,813
Date: 29 Dec 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 106
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $3,140
Shares: +120
Change %: +0.61%
Price: $26.16^*
Shares after: 19,933
Date: 31 Dec 2021
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 120
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $3,169
Shares: +121
Change %: +0.61%
Price: $26.13^*
Shares after: 20,054
Date: 31 Jan 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 121
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $2,796
Shares: +108
Change %: +0.54%
Price: $25.96^*
Shares after: 20,162
Date: 28 Feb 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 108
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $3,027
Shares: +117
Change %: +0.58%
Price: $25.84^*
Shares after: 20,279
Date: 31 Mar 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 117
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Disposed to Issuer

Transaction value: $6,879
Shares: -266
Change %: -1.3%
Price: $25.85^*
Shares after: 20,013
Date: 01 Apr 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 266
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $2,845
Shares: +111
Change %: +0.55%
Price: $25.66^*
Shares after: 20,124
Date: 29 Apr 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 111
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Award

Transaction value: $2,945
Shares: +118
Change %: +0.59%
Price: $24.91^*
Shares after: 20,242
Date: 31 May 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 118
Exercise price
Footnotes: F1

FECOF transaction Derivative

Phantom Stock

Disposed to Issuer

Transaction value: $496,545
Shares: -20,242
Change %: -100%
Price: $24.53^*
Shares after: 0
Date: 24 Jun 2022
Ownership: Direct
Underlying class: Common Shares
Underlying amount: 20,242
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Each share of phantom stock represents the economic equivalent of one Common Share. The Reporting Person acquired these shares of phantom stock through the deferred compensation program of the Issuers investment adviser (the "Program"). Given certain operational considerations, this investment option is no longer an option under the Program, and such interest has been reallocated to other investment options in the Program not involving Common Shares.