Key facts
- This page summarizes Mario Germano Giuliani's Form 4 filing for Royalty Pharma plc (RPRX).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 27 Jun 2023, 16:30.
Mario Germano Giuliani - 23 Jun 2023 Form 4 Insider Report for Royalty Pharma plc (RPRX)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- RPRX
- Reported as of
- 23 Jun 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 27 Jun 2023, 16:30:24 UTC
- Prior SEC filing
- 07 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- MARIO GERMANO GIULIANI By: /s/ Achille G. Severgnini, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Mario Germano Giuliani filed Form 4 for Royalty Pharma plc (RPRX) on 27 Jun 2023.
Change
- Previous filing in this sequence was filed on 07 Dec 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
RPRX
transaction
Class A Ordinary Shares
Award
- Transaction value
- $0
- Shares
- +7,747
- Change %
- Price
- $0.000000
- Shares after
- 7,747
- Date
- 23 Jun 2023
- Ownership
- Direct
- Footnotes
- F1, F3
RPRX
holding
Class A Ordinary Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,795,072
- Date
- 23 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F2, F3
RPRX
holding
Class A Ordinary Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 22,225,000
- Date
- 23 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F3, F4
RPRX
holding
Class A Ordinary Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 50,000
- Date
- 23 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F3, F5
RPRX
holding
Class A Ordinary Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,477,520
- Date
- 23 Jun 2023
- Ownership
- See Footnotes
- Footnotes
- F3, F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Reflects an award of restricted stock units under the Issuer's 2020 Independent Director Equity Incentive Plan (the "Plan") scheduled to vest 100% on the earlier of (i) the one-year anniversary of the grant date and (ii) the date of the annual meeting of the Issuer's shareholders in the first calendar year following the grant date, subject to the terms of the Plan and the applicable award agreement thereunder.
Footnote F2
Reflects securities held directly by Skyeline Management Ltd. Skyeline Management Ltd is wholly-owned by Avara Management Ltd. Avara Management Ltd is wholly-owned by M. Germano Giuliani.
Footnote F3
The Reporting Person may be deemed to beneficially own the securities reported herein directly or indirectly controlled by him, but such Reporting Person (other than the direct holder to the extent of his direct holdings) disclaims beneficial ownership of such securities, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Person is the beneficial owner of any securities reported herein or is subject to Section 16.
Footnote F4
Reflects securities held directly by MGG Strategic SICAF SIF S.A. - MGG Strategic, a Luxembourg company ("MGG Strategic"). MGG Strategic is a sub-fund managed and administered by MGG Strategic SICAF SIF S.A. ("MGG SICAF"). A board of directors consisting of M. Germano Giuliani, Achille G. Severgnini, Marco Sterzi and Franco Toscano has voting and dispositive power over the securities managed by MGG SICAF. Each member of the board disclaims beneficial ownership over such shares. MGG SICAF is owned by the MGG Trust of which M. Germano Giuliani is the beneficiary. The MGG Trust is the 100% economic owner of the shares held by MGG Strategic. M. Germano Giuliani disclaims beneficial ownership over the shares beneficially owned by MGG Strategic. The trustee of the MGG Trust is GISEV Trustees Limited. The protector of the MGG Trust is Achille G. Severgnini, who has the power to remove and replace the trustee of the MGG Trust.
Footnote F5
Reflects securities held by the spouse of M. Germano Giuliani.
Footnote F6
Reflects securities held directly by Avara Management Ltd.