Harper John T. - 09 Jul 2021 Form 4 Insider Report for Macy's, Inc. (M)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
13 Jul 2021, 16:07:58 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Steven R. Watts, as attorney-in-fact for John T. Harper pursuant to a Power of Attorney

Key filing fact

Harper John T. filed Form 4 for Macy's, Inc. (M) on 13 Jul 2021.

Key facts

  • This page summarizes Harper John T.'s Form 4 filing for Macy's, Inc. (M).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 13 Jul 2021, 16:07.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: -$471,299.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

M transaction

Common Stock

Options Exercise

Transaction value
Shares
+47,511
Change %
+105%
Price
Shares after
92,577
Date
09 Jul 2021
Ownership
Direct
Footnotes
F1
M transaction

Common Stock

Sale

Transaction value
$471,299
Shares
-24,846
Change %
-27%
Price
$18.97
Shares after
67,731
Date
12 Jul 2021
Ownership
Direct
Footnotes
F2, F3
M holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
26,010
Date
09 Jul 2021
Ownership
By 401(k) Plan
Footnotes
F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

M transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-47,511
Change %
-25%
Price
$0.000000
Shares after
142,534
Date
09 Jul 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
47,511
Exercise price
Footnotes
F1, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

One-for-one conversion.

Footnote F2

Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.

Footnote F3

The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.905 to $19.005, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to the Form 4.

Footnote F4

Reflects the reporting person's interest in Macy's stock under the Issuer's 401(k) plan, derived by dividing the value of the undivided interest of the reporting person in the applicable investment fund as of July 12, 2021 by $19.10, the stock price on such date.

Footnote F5

On July 9, 2020 the reporting person was granted 190,045 restricted stock units, vesting in four equal installments beginning on the first anniversary of the grant date.

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