Eric S. McGinnis - 02 Aug 2021 Form 4 Insider Report for REGAL BELOIT CORP (RRX)

Reporting relationship: Segment President*
Issuer ticker: RRX
Reported as of: 02 Aug 2021
Net transaction value: +$560
SEC form: 4
Accepted by SEC: 04 Aug 2021, 18:53:40 UTC
Prior SEC filing: 13 May 2021
Next SEC filing: 11 Aug 2021
Source filing: View source filing
Reporting owner signature: /s/ Thomas E. Valentyn, as Power of Attorney

Key filing fact

Eric S. McGinnis filed Form 4 for REGAL BELOIT CORP (RRX) on 04 Aug 2021.

Key facts

This page summarizes Eric S. McGinnis's Form 4 filing for REGAL BELOIT CORP (RRX).
2 reported transactions and 7 derivative rows are listed below.
Accepted by SEC: 04 Aug 2021, 18:53.

Change

Previous filing in this sequence was filed on 13 May 2021.
Current net transaction value: +$560.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RRX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 9,774
Date: 02 Aug 2021
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RRX transaction Derivative

Call Options

Purchase

Transaction value: $3,080
Shares: +5,600
Change %
Price: $0.5500^*
Shares after: 5,600
Date: 04 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,600
Exercise price: $155.00

RRX transaction Derivative

Call Options

Sale

Transaction value: $2,520
Shares: -5,600
Change %: -100%
Price: $0.4500^*
Shares after: 0
Date: 02 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,600
Exercise price: $155.00

RRX holding Derivative

Stock Appreciation Rights

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 644
Date: 02 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 644
Exercise price: $80.70
Footnotes: F1

RRX holding Derivative

Stock Appreciation Rights

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,300
Date: 02 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,300
Exercise price: $77.60
Footnotes: F2

RRX holding Derivative

Stock Appreciation Rights

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,161
Date: 02 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,161
Exercise price: $81.81
Footnotes: F2

RRX holding Derivative

Stock Appreciation Rights

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,719
Date: 02 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,719
Exercise price: $88.45
Footnotes: F3

RRX holding Derivative

Stock Appreciation Rights

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 2,338
Date: 02 Aug 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,338
Exercise price: $140.22
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Granted as stock-settled Stock Appreciation Rights ("SARs") under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.

Footnote F2

Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary of the date of the grant.

Footnote F3

Granted as stock-settled SARs under the 2018 Equity Incentive Plan. The SARs vest and become exercisable 34% on the first anniversary, 67% on the second anniversary and 100% on the third anniversary of the date of the grant.

SEC remarks

*President, Industrial Systems Segment