Key facts
- This page summarizes Sergey Sherman's Form 4 filing for SpringBig Holdings, Inc. (SBIG).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 11 Jul 2023, 20:10.
Sergey Sherman - 07 Jul 2023 Form 4 Insider Report for SpringBig Holdings, Inc. (SBIG)
- Reporting relationship
- Director
- Issuer ticker
- SBIG
- Reported as of
- 07 Jul 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 11 Jul 2023, 20:10:33 UTC
- Prior SEC filing
- 28 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Paul Sykes, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Sergey Sherman filed Form 4 for SpringBig Holdings, Inc. (SBIG) on 11 Jul 2023.
Change
- Previous filing in this sequence was filed on 28 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SBIG
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +8,333
- Change %
- +33%
- Price
- $0.000000
- Shares after
- 33,333
- Date
- 07 Jul 2023
- Ownership
- Notes
- Footnotes
- F1, F2, F3, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SBIG
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -8,333
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 16,667
- Date
- 07 Jul 2023
- Ownership
- Held by Tuatara Capital, LP
- Underlying class
- Common Stock
- Underlying amount
- 8,333
- Exercise price
- Footnotes
- F1, F2, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents the vesting on the first anniversary of the date of the grant of one-third of the 25,000 restricted stock units originally granted to the reporting person.
Footnote F2
Each restricted stock unit represents a right to acquire one share of the issuers common stock.
Footnote F3
Mr. Sherman has entered into an agreement pursuant to which he has agreed that all equity awards that would otherwise have been granted to him for his service as director of the Issuer are held, from the date of grant, directly by Tuatara Capital, LP. Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, Tuatara Capital, LP may be deemed a director by deputization with respect to the Issuer. Mr. Sherman disclaims beneficial ownership of all securities reported herein except to the extent of his pecuniary interest therein, if any.
Footnote F4
Held by Tuatara Capital, LP
Footnote F5
July 7, 2023