Daniel Allen Gold - 13 Dec 2022 Form 4 Insider Report for MP Materials Corp. / DE (MP)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Dec 2022, 15:54:09 UTC
Prior SEC filing
14 Nov 2022
Next SEC filing
14 Sep 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Elliot D. Hoops, Attorney-In-Fact for Daniel Allen Gold

Key filing fact

Daniel Allen Gold filed Form 4 for MP Materials Corp. / DE (MP) on 15 Dec 2022.

Key facts

  • This page summarizes Daniel Allen Gold's Form 4 filing for MP Materials Corp. / DE (MP).
  • 9 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 15 Dec 2022, 15:54.

Change

  • Previous filing in this sequence was filed on 14 Nov 2022.
  • Current net transaction value: -$4,873,057.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MP transaction

Class A Common Stock

Sale

Transaction value
$807,489
Shares
-25,329
Change %
-0.37%
Price
$31.88
Shares after
6,892,097
Date
13 Dec 2022
Ownership
Held by Fourth Avenue FF Opportunities LP - Series E
Footnotes
F1, F2
MP transaction

Class A Common Stock

Sale

Transaction value
$132,238
Shares
-4,148
Change %
-0.37%
Price
$31.88
Shares after
1,128,617
Date
13 Dec 2022
Ownership
Held by QVT Family Office Onshore LP
Footnotes
F2, F3
MP transaction

Class A Common Sock

Sale

Transaction value
$654,273
Shares
-20,523
Change %
-0.37%
Price
$31.88
Shares after
5,584,566
Date
13 Dec 2022
Ownership
Held by Saratoga Park Ltd.
Footnotes
F2, F3
MP transaction

Class A Common Stock

Sale

Transaction value
$800,903
Shares
-25,329
Change %
-0.37%
Price
$31.62
Shares after
6,866,768
Date
13 Dec 2022
Ownership
Held by Fourth Avenue FF Opportunities LP - Series E
Footnotes
F1, F2
MP transaction

Class A Common Stock

Sale

Transaction value
$131,160
Shares
-4,148
Change %
-0.37%
Price
$31.62
Shares after
1,124,469
Date
13 Dec 2022
Ownership
Held by QVT Family Office Onshore LP
Footnotes
F2, F3
MP transaction

Class A Common Stock

Sale

Transaction value
$648,937
Shares
-20,523
Change %
-0.37%
Price
$31.62
Shares after
5,564,043
Date
13 Dec 2022
Ownership
Held by Saratoga Park Ltd.
Footnotes
F2, F3
MP transaction

Class A Common Stock

Sale

Transaction value
$860,190
Shares
-27,204
Change %
-0.4%
Price
$31.62
Shares after
6,839,564
Date
14 Dec 2022
Ownership
Held by Fourth Avenue FF Opportunities LP - Series E
Footnotes
F1, F2
MP transaction

Class A Common Stock

Sale

Transaction value
$140,867
Shares
-4,455
Change %
-0.4%
Price
$31.62
Shares after
1,120,014
Date
14 Dec 2022
Ownership
Held by QVT Family Office Onshore LP
Footnotes
F2, F3
MP transaction

Class A Common Stock

Sale

Transaction value
$697,000
Shares
-22,043
Change %
-0.4%
Price
$31.62
Shares after
5,542,000
Date
14 Dec 2022
Ownership
Held by Saratoga Park Ltd.
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Management of Fourth Avenue FF-E is vested in its general partner, Fourth Avenue Capital Partners GP LLC, a Delaware limited liability company ("Fourth Avenue GP"), which may be deemed to beneficially own the shares of MP Materials Corp. (the "Issuer") Class A common stock ("Shares") held directly by Fourth Avenue FF-E. Daniel Gold is a Managing Member of Fourth Avenue GP, sharing voting and investment control over the Shares held directly by Fourth Avenue FF-E and may be deemed to beneficially own such Shares.

Footnote F2

Daniel Gold disclaims any beneficial ownership in the Shares described herein, other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Footnote F3

Management of QVT Family Office Onshore LP ("QVT Onshore") is vested in its general partner, QVT Associates GP LLC, a Delaware limited liability company ("QVT Associates GP"), which may be deemed to beneficially own the Shares held directly by QVT Onshore. QVT Financial LP, a Delaware limited partnership, is the investment manager of QVT Onshore and Saratoga Park Ltd. ("Saratoga"), and shares voting and investment control over the Shares held directly by QVT Onshore and Saratoga. QVT Financial GP LLC ("QVT Financial GP"), a Delaware limited liability company, is the general partner of QVT Financial LP. Daniel Gold is a Managing Member of each of QVT Associates GP and QVT Financial GP, sharing voting and investment control over the Shares held directly by QVT Onshore and Saratoga and may be deemed to beneficially own such Shares.

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