Key facts
- This page summarizes Jodi Brichan's Form 4 filing for Ault Global Holdings, Inc. (GPUS).
- 5 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 24 Aug 2021, 19:35.
Jodi Brichan - 20 Aug 2021 Form 4 Insider Report for Ault Global Holdings, Inc. (GPUS)
- Reporting relationship
- Other*
- Issuer ticker
- GPUS
- Reported as of
- 20 Aug 2021
- Net transaction value
- $0
- Reporting owner signature
- /s/ Jodi Brichan
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Jodi Brichan filed Form 4 for Ault Global Holdings, Inc. (GPUS) on 24 Aug 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AULT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +50,000
- Change %
- Price
- $0.000000
- Shares after
- 50,000
- Date
- 20 Aug 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
AULT
transaction
Derivative
Restricted Stock Grant
Options Exercise
- Transaction value
- $0
- Shares
- -50,000
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 50,000
- Date
- 20 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 50,000
- Exercise price
- Footnotes
- F2, F3
AULT
transaction
Derivative
Restricted Stock Grant
Award
- Transaction value
- $0
- Shares
- +50,000
- Change %
- Price
- $0.000000
- Shares after
- 50,000
- Date
- 20 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 50,000
- Exercise price
- Footnotes
- F2, F4
AULT
transaction
Derivative
Stock Options (Right to Buy)
Disposed to Issuer
- Transaction value
- Shares
- -150,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 20 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 150,000
- Exercise price
- $4.49
- Footnotes
- F5
AULT
transaction
Derivative
Stock Options (Right to Buy)
Award
- Transaction value
- Shares
- +150,000
- Change %
- Price
- Shares after
- 150,000
- Date
- 20 Aug 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 150,000
- Exercise price
- $2.55
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represents the vesting of restricted stock.
Footnote F2
Each restricted stock unit is the economic equivalent of one share of Common Stock, par value $0.001, of Ault Global Holdings, Inc.
Footnote F3
On November 2, 2020, Ms. Brichan was granted 100,000 restricted shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in two equal installments on each of August 20, 2021, and November 15, 2021. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021.
Footnote F4
On January 8, 2021, Ms. Brichan was granted 50,000 shares of the Issuer's Common Stock (the "Restricted Shares"), which vest in four installments on each of May 15, 2022, November 15, 2022, May 1, 2023 and November 15, 2023. The grant of Restricted Shares was approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021.
Footnote F5
On April 26, 2021, the Issuer's Board of Directors approved an option repricing effective August 20, 2021, which resulted in, for purposes of the Exchange Act, the cancellation of these stock options granted to Ms. Brichan on January 8, 2021, in exchange for new stock options (the "Options") having a lower exercise price of $2.55 per share. All of the other terms of the Options remained unchanged. The Options were approved at the Issuer's Annual Meeting of Stockholders on August 13, 2021, and authorized by the NYSE American on August 20, 2021.
SEC remarks
As of August 13, 2021, Ms. Brichan no longer serves as a member of the Board of Directors of Ault Global Holdings, Inc.