Key facts
- This page summarizes James Sampel's Form 4 filing for ALICO, INC. (ALCO).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 26 May 2022, 16:20.
James Sampel - 24 May 2022 Form 4 Insider Report for ALICO, INC. (ALCO)
- Reporting relationship
- Chief Information Officer
- Issuer ticker
- ALCO
- Reported as of
- 24 May 2022
- Net transaction value
- -$24,120
- SEC form
- 4
- Accepted by SEC
- 26 May 2022, 16:20:59 UTC
- Prior SEC filing
- 12 Nov 2021
- Source filing
- View source filing
- Reporting owner signature
- James Sampel
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James Sampel filed Form 4 for ALICO, INC. (ALCO) on 26 May 2022.
Change
- Previous filing in this sequence was filed on 12 Nov 2021.
- Current net transaction value: -$24,120.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ALCO
transaction
Alico, Inc., Common Stock, Par Value $1.00
Options Exercise
- Transaction value
- $101,880
- Shares
- +3,000
- Change %
- +303%
- Price
- $33.96
- Shares after
- 3,991
- Date
- 24 May 2022
- Ownership
- Direct
ALCO
transaction
Alico, Inc., Common Stock, Par Value $1.00
Sale
- Transaction value
- $126,000
- Shares
- -3,000
- Change %
- -75%
- Price
- $42.00
- Shares after
- 991
- Date
- 24 May 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ALCO
transaction
Derivative
Employee stock option (right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -3,000
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 9,000
- Date
- 24 May 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,000
- Exercise price
- $33.96
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
The options, representing the right to purchase a total of 12,000 shares, vest as follows: (i) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $35.00; (ii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $40.00; (iii) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $45.00 and (iv) 25% of the options will vest if the price of the Companys common stock during a consecutive 20-day trading period exceeds $50.00, in each case subject to (x) the reporting person executing the Companys incentive stock option agreement and (y) the reporting persons continued employment or service with the Company on the applicable vesting date or such date as set forth in the incentive stock option agreement.
Footnote F2
Due to the 1000 character limit, Footnote 2 is a continuation of Footnote 1: Of the options mentioned in the preceding sentence, options representing the right to purchase 3,000 shares became exercisable on January 27, 2020; and the exercise of the options representing the right to purchase such 3,000 shares is reflected in the transaction reported in this Form 4 filing. Any of the remaining 9,000 options not vested on or before December 31, 2022 shall be forfeited.