Simon Knock - 07 Sep 2021 Form 4 Insider Report for GAN Ltd (GAN)

Reporting relationship: EVP, Chief Information Officer
Issuer ticker: GAN
Reported as of: 07 Sep 2021
Net transaction value: -$1,485,786
SEC form: 4
Accepted by SEC: 07 Sep 2021, 21:49:45 UTC
Prior SEC filing: 03 Sep 2021
Source filing: View source filing
Reporting owner signature: /s/ Karen Flores, Attorney-in-Fact

Key filing fact

Simon Knock filed Form 4 for GAN Ltd (GAN) on 07 Sep 2021.

Key facts

This page summarizes Simon Knock's Form 4 filing for GAN Ltd (GAN).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 07 Sep 2021, 21:49.

Change

Previous filing in this sequence was filed on 03 Sep 2021.
Current net transaction value: -$1,485,786.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GAN transaction

Ordinary Shares

Options Exercise

Transaction value: $38,353
Shares: +24,934
Change %
Price: $1.54
Shares after: 24,934
Date: 07 Sep 2021
Ownership: Direct

GAN transaction

Ordinary Shares

Options Exercise

Transaction value: $274,672
Shares: +75,000
Change %: +301%
Price: $3.66
Shares after: 99,934
Date: 07 Sep 2021
Ownership: Direct

GAN transaction

Ordinary Shares

Sale

Transaction value: $1,798,812
Shares: -99,934
Change %: -100%
Price: $18.00^*
Shares after: 0
Date: 07 Sep 2021
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GAN transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -24,934
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 07 Sep 2021
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 24,934
Exercise price: $1.54
Footnotes: F1

GAN transaction Derivative

Employee Stock Option (right to buy)

Options Exercise

Transaction value: $0
Shares: -75,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 07 Sep 2021
Ownership: Direct
Underlying class: Ordinary Shares
Underlying amount: 75,000
Exercise price: $3.66
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

Immediately exercisable.

SEC remarks

The sales of ordinary shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on June 11, 2021.