Rick Gaenzle - 09 Sep 2021 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Reporting relationship: Former Director
Issuer ticker: TMC
Reported as of: 09 Sep 2021
Net transaction value: $0
SEC form: 4
Accepted by SEC: 10 Sep 2021, 19:38:37 UTC
Next SEC filing: 27 Oct 2021
Source filing: View source filing
Reporting owner signature: /s/ Scott Leonard as Attorney-in-Fact

Key filing fact

Rick Gaenzle filed Form 4 for TMC the metals Co Inc. (TMC) on 10 Sep 2021.

Key facts

This page summarizes Rick Gaenzle's Form 4 filing for TMC the metals Co Inc. (TMC).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 10 Sep 2021, 19:38.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TMC transaction

Common Shares

Options Exercise

Transaction value
Shares: +30,000
Change %
Price
Shares after: 30,000
Date: 09 Sep 2021
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TMC transaction Derivative

Class B ordinary shares

Options Exercise

Transaction value: $0
Shares: -30,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 09 Sep 2021
Ownership: Direct
Underlying class: Class A ordinary shares
Underlying amount: 30,000
Exercise price
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Rick Gaenzle is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

On September 9, 2021, Sustainable Opportunities Acquisition Corp. (the former name of the Issuer), consummated its initial business combination (the "Business Combination") with DeepGreen Metals Inc. In connection with the Business Combination, each Class B ordinary share automatically converted into one common share on a one-for-one basis.