Key facts
- This page summarizes Humberto Zesati's Form 4 filing for LIV Capital Acquisition Corp. II.
- 18 reported transactions and 18 derivative rows are listed below.
- Accepted by SEC: 18 Aug 2022, 20:02.
Humberto Zesati - 06 Dec 2021 Form 4 Insider Report for LIV Capital Acquisition Corp. II
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 06 Dec 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 Aug 2022, 20:02:04 UTC
- Prior SEC filing
- 28 Jun 2021
- Next SEC filing
- 08 Feb 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mariana Romero, as attorney-in-fact for Humberto Zesati
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Humberto Zesati filed Form 4 for LIV Capital Acquisition Corp. II on 18 Aug 2022.
Change
- Previous filing in this sequence was filed on 28 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LIVB
transaction
Derivative
Class S Unit
Purchase
- Transaction value
- Shares
- +200,000
- Change %
- Price
- Shares after
- 200,000
- Date
- 06 Dec 2021
- Ownership
- Direct
- Underlying class
- Class B Ordinary Shares
- Underlying amount
- 200,000
- Exercise price
- Footnotes
- F1
LIVB
transaction
Derivative
Class W Unit
Purchase
- Transaction value
- Shares
- +200,000
- Change %
- Price
- Shares after
- 200,000
- Date
- 06 Dec 2021
- Ownership
- Direct
- Underlying class
- Warrants (right to buy)
- Underlying amount
- 200,000
- Exercise price
- Footnotes
- F1
LIVB
transaction
Derivative
Class S Unit
Other
- Transaction value
- Shares
- +549,915
- Change %
- Price
- Shares after
- 549,915
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Class B Ordinary Shares
- Underlying amount
- 549,915
- Exercise price
- Footnotes
- F2
LIVB
transaction
Derivative
Class W Unit
Other
- Transaction value
- Shares
- +1,404,336
- Change %
- Price
- Shares after
- 1,404,336
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Warrants (right to buy)
- Underlying amount
- 1,404,336
- Exercise price
- Footnotes
- F2
LIVB
transaction
Derivative
Class S Unit
Conversion of derivative security
- Transaction value
- Shares
- -200,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Class B Ordinary Shares
- Underlying amount
- 200,000
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Class W Unit
Conversion of derivative security
- Transaction value
- Shares
- -200,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Warrants (right to buy)
- Underlying amount
- 200,000
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Class S Unit
Conversion of derivative security
- Transaction value
- Shares
- -549,915
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Class B Ordinary Shares
- Underlying amount
- 549,915
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Class W Unit
Conversion of derivative security
- Transaction value
- Shares
- -1,404,336
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Warrants (right to buy)
- Underlying amount
- 1,404,336
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Class B Ordinary Shares
Conversion of derivative security
- Transaction value
- Shares
- +200,000
- Change %
- Price
- Shares after
- 200,000
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 200,000
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Class B Ordinary Shares
Other
- Transaction value
- Shares
- -200,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 200,000
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Class B Ordinary Shares
Conversion of derivative security
- Transaction value
- Shares
- +549,915
- Change %
- Price
- Shares after
- 549,915
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 549,915
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Class B Ordinary Shares
Other
- Transaction value
- Shares
- -549,915
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 549,915
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Warrants (right to buy)
Conversion of derivative security
- Transaction value
- Shares
- +200,000
- Change %
- Price
- Shares after
- 200,000
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Warrants (right to buy)
- Underlying amount
- 200,000
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Warrants (right to buy)
Other
- Transaction value
- Shares
- -200,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Warrants (right to buy)
- Underlying amount
- 200,000
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Warrants (right to buy)
Conversion of derivative security
- Transaction value
- Shares
- +1,404,336
- Change %
- Price
- Shares after
- 1,404,336
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Warrants (right to buy)
- Underlying amount
- 1,404,336
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Warrants (right to buy)
Other
- Transaction value
- Shares
- -1,404,336
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Warrants (right to buy)
- Underlying amount
- 1,404,336
- Exercise price
- Footnotes
- F3
LIVB
transaction
Derivative
Promissory Note (right to acquire)
Other
- Transaction value
- Shares
- +749,915
- Change %
- Price
- Shares after
- 749,915
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Class A Ordinary Shares
- Underlying amount
- 749,915
- Exercise price
- Footnotes
- F3, F4
LIVB
transaction
Derivative
Promissory Note (right to acquire)
Other
- Transaction value
- Shares
- +1,604,336
- Change %
- Price
- Shares after
- 1,604,336
- Date
- 16 Aug 2022
- Ownership
- Direct
- Underlying class
- Warrants (right to buy)
- Underlying amount
- 1,604,336
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The price paid for each Unit (described herein) was $5.00 per unit. Each Unit comprised one Class B Ordinary Share (in the form of a Class S Unit) and one private warrant representing the right to purchase ordinary shares ("Warrants") (in the form of a Class W Unit). The Class S Units and Class W Units did not include an expiration date.
Footnote F2
On August 17, 2022, LIV Capital Acquisition Corp. II (the "Issuer"), Covalto Ltd. ("Covalto") and Covalto Merger Sub Ltd. entered into a Business Combination Agreement (the "Agreement"). In connection with, and prior to, the execution of the Agreement, LIV Capital Acquisition Sponsor II, L.P. (the "Sponsor") granted to the Reporting Person Class S Units representing a right to receive Class B Ordinary Shares and Class W Units representing a right to receive Warrants.
Footnote F3
In connection with the execution of the Agreement, the Issuer, Sponsor and certain limited partners entered into a redemption agreement on August 16, 2022 (the "Redemption Agreement"). Pursuant to the Redemption Agreement, prior to the execution of the Agreement, the Sponsor withdrew the Reporting Person's (i) Class S Units in exchange for Class B Ordinary Shares and (ii) Class W Units in exchange for Warrants (the "Withdrawal"). Following the Withdrawal, the Issuer repurchased each Class B Ordinary Share and Warrant in exchange for a promissory note in the amount of $1,016,616.49 (the "Promissory Note").
Footnote F4
In connection with the execution of the Agreement, Issuer, Sponsor, Covalto and certain limited partners entered into a contribution agreement on August 17, 2022 (the "Contribution Agreement"). Pursuant to the Contribution Agreement, following the closing of the transactions set forth in the Agreement (the "Closing"), the Reporting Person will contribute the Promissory Note to Covalto as full and adequate consideration for Class A Ordinary Shares and Warrants. Following the Closing, Covalto will contribute the Promissory Note to the Issuer in exchange for Class A Ordinary Shares and Warrants and the Promissory Note will be cancelled.