Sreeganesh Ramaswamy - 08 Dec 2022 Form 4 Insider Report for Johnson Controls International plc (JCI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
09 Dec 2022, 16:32:08 UTC
Prior SEC filing
08 Dec 2022
Next SEC filing
12 Dec 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Leanne Michels, attorney-in-fact

Key filing fact

Sreeganesh Ramaswamy filed Form 4 for Johnson Controls International plc (JCI) on 09 Dec 2022.

Key facts

  • This page summarizes Sreeganesh Ramaswamy's Form 4 filing for Johnson Controls International plc (JCI).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 09 Dec 2022, 16:32.

Change

  • Previous filing in this sequence was filed on 08 Dec 2022.
  • Current net transaction value: -$69,841.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

JCI transaction

Ordinary Shares

Tax liability

Transaction value
$69,841
Shares
-1,046
Change %
-1.8%
Price
$66.77
Shares after
57,000
Date
08 Dec 2022
Ownership
Direct
JCI transaction

Ordinary Shares

Award

Transaction value
$0
Shares
+8,237
Change %
+14%
Price
$0.000000
Shares after
65,237
Date
08 Dec 2022
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

JCI transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+30,203
Change %
Price
$0.000000
Shares after
30,203
Date
08 Dec 2022
Ownership
Direct
Underlying class
Ordinary Shares
Underlying amount
30,203
Exercise price
$66.77
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.

Footnote F2

Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date.

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