Daniel S. Habhegger - 01 Nov 2022 Form 4 Insider Report for PRECISION OPTICS CORPORATION, INC. (POCI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
29 Dec 2022, 15:44:36 UTC
Prior SEC filing
06 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Joseph Forkey as attorney-in-fact

Key filing fact

Daniel S. Habhegger filed Form 4 for PRECISION OPTICS CORPORATION, INC. (POCI) on 29 Dec 2022.

Key facts

  • This page summarizes Daniel S. Habhegger's Form 4 filing for PRECISION OPTICS CORPORATION, INC. (POCI).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 29 Dec 2022, 15:44.

Change

  • Previous filing in this sequence was filed on 06 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

POCI transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
Shares
+16,667
Change %
+28%
Price
Shares after
76,667
Date
01 Nov 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,667
Exercise price
$5.85
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Share amounts and share prices reflect a 1-for-3 reverse stock split that became effective after the close of business on 11/1/2022.

Footnote F2

The options were granted by the Issuer to compensate executive officers for their services. The options vest on a formula basis, subject to satisfaction of stated EBITDA targets and stated management objectives.

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