Grace G. Lee - 25 May 2021 Form 4 Insider Report for CUBIC CORP /DE/

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 May 2021, 17:26:23 UTC
Prior SEC filing
14 May 2021
Next SEC filing
22 Mar 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Hilary L. Hageman, Attorney-in-fact for Grace Lee

Key filing fact

Grace G. Lee filed Form 4 for CUBIC CORP /DE/ on 25 May 2021.

Key facts

  • This page summarizes Grace G. Lee's Form 4 filing for CUBIC CORP /DE/.
  • 4 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 25 May 2021, 17:26.

Change

  • Previous filing in this sequence was filed on 14 May 2021.
  • Current net transaction value: -$1,646,100.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CUB transaction

Common Stock

Disposed to Issuer

Transaction value
$1,646,100
Shares
-21,948
Change %
-100%
Price
$75.00
Shares after
0
Date
25 May 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CUB transaction Derivative

Performance Restricted Stock Units

Disposed to Issuer

Transaction value
Shares
-3,898
Change %
-100%
Price
Shares after
0
Date
25 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,898
Exercise price
Footnotes
F1, F2
CUB transaction Derivative

Performance Restricted Stock Units

Disposed to Issuer

Transaction value
Shares
-5,878
Change %
-100%
Price
Shares after
0
Date
25 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,878
Exercise price
Footnotes
F1, F2
CUB transaction Derivative

Performance Restricted Stock Units

Disposed to Issuer

Transaction value
Shares
-6,785
Change %
-100%
Price
Shares after
0
Date
25 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,785
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Grace G. Lee is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Disposed of as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of February 7, 2021 (as amended, the "Merger Agreement"), by and among the Issuer, Atlas CC Acquisition Corp. and Atlas Merger Sub Inc.

Footnote F2

Each performance restricted stock unit ("PRSU") was cancelled pursuant to the Merger Agreement in exchange for the right to receive the cash consideration provided in the Merger Agreement (i.e., an amount equal to the product of (i) the number of PRSUs, based on the target number or the actual level earned, as applicable, multiplied by (ii) $75.00 per PRSU, less any required tax withholding).

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