Michael DiTolla - 11 Jun 2021 Form 4 Insider Report for BIOLASE, INC (BIOLQ)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
4
Accepted by SEC
14 Jun 2021, 21:10:58 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael C. Carroll, attorney-in-fact for Michael DiTolla

Key filing fact

Michael DiTolla filed Form 4 for BIOLASE, INC (BIOLQ) on 14 Jun 2021.

Key facts

  • This page summarizes Michael DiTolla's Form 4 filing for BIOLASE, INC (BIOLQ).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 14 Jun 2021, 21:10.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BIOL transaction Derivative

Stock Appreciation Right

Award

Transaction value
$0
Shares
+104,603
Change %
Price
$0.000000
Shares after
104,603
Date
11 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
104,603
Exercise price
$0.8400
Footnotes
F1
BIOL transaction Derivative

Restricted Stock Unit

Award

Transaction value
$0
Shares
+110,400
Change %
Price
$0.000000
Shares after
110,400
Date
11 Jun 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
110,400
Exercise price
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Of the stock appreciation rights subject to this SAR, one-fourth of the stock appreciation rights vest on each of the third, sixth, ninth, and twelfth-month anniversaries of the date of grant.

Footnote F2

At the option of the Company, each restricted stock unit represents the right to receive, at settlement, one share of common stock, or its cash equivalent.

Footnote F3

The restricted stock unit award fully vests and is immediately exercisable upon the filing with the SEC of the Annual Report on Form 10-K for the year ending December 31, 2023.

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