GEM Global Yield LLC SCS - 02 Nov 2022 Form 4 Insider Report for Quanergy Systems, Inc.

Reporting relationship: 10%+ Owner
Issuer ticker: N/A
Reported as of: 02 Nov 2022
Net transaction value: +$674,100
SEC form: 4
Accepted by SEC: 14 Nov 2022, 16:52:30 UTC
Prior SEC filing: 05 Oct 2022
Next SEC filing: 04 Oct 2023
Source filing: View source filing
Reporting owner signature: GEM Global Yield LLC SCS /s/ Christopher F. Brown

Key filing fact

GEM Global Yield LLC SCS filed Form 4 for Quanergy Systems, Inc. on 14 Nov 2022.

Key facts

This page summarizes GEM Global Yield LLC SCS's Form 4 filing for Quanergy Systems, Inc..
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 14 Nov 2022, 16:52.

Change

Previous filing in this sequence was filed on 05 Oct 2022.
Current net transaction value: +$674,100.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

QNGYQ transaction

Class A ordinary shares, $0.0001 par value per share

Purchase

Transaction value: $674,100
Shares: +630,000
Change %: +92%
Price: $1.07^*
Shares after: 1,315,842
Date: 02 Nov 2022
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

GEM Global Yield LLC SCS is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Reflects a one-for-twenty reverse share split effected by the issuer on October 6, 2022.

Footnote F2

Consists of ordinary shares held directly by GEM Global Yield LLC SCS ("GEM Investor"). GEM Global Yield Fund LLC ("GEM GP") is the general partner of GEM Investor and Christopher F. Brown is the beneficial sole owner of GEM GP. In such capacities, GEM GP and Mr. Bown may be deemed to have indirect voting and dispositive power over the shares held by GEM Investor. GEM GP and Mr. Brown each disclaim beneficial ownership of the shares held by GEM Investor, except to the extent, if any, that they have a pecuniary interest in such shares.